2023 Form 5500 filing — Schwaab, Inc. 401(K) Retirement Plan

Plain-English filing summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241003104439NAL0004798707001) for Schwaab, Inc. 401(K) Retirement Plan, reported by Schwaab, Inc. under EIN 39-0602450 and plan number 002. It reports 175 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).

Form 5500 2 · 2023

Filing snapshot

Net assets (EOY)$11.4MReported net assets$11,436,679

Participants175

Provider compensation$7272 Schedule C row(s)

Schedules filedSchedule H, Schedule CLoaded schedules

EFAST2 acknowledgement: 20241003104439NAL0004798707001
Plan sponsor: Schwaab, Inc.
EIN: 39-0602450
Plan number: 002
Location: Brookfield, WI
Received date: not reported in the loaded dataset

How to read this filing

This is a single annual Form 5500 filing, identified by its EFAST2 acknowledgement id.
Schedule chips (Sch H / I / C) show which schedules this filing includes.
Net assets = total assets minus total liabilities (Schedule H/I).
Fields a filing did not report are labeled not reported in the loaded dataset — never estimated.
For the plan's full history, open the plan profile.

Schedule H · 2023

Reported financial snapshot

Reported figures as filed, in whole dollars. Only fields the filing reports are shown.

Reported balance (end of year)$11.4M total assets

Net assets$11.4MLiabilities$0

Money in vs. money out

Total income / additions$2.4M

Total expenses$464.8K

Benefits paid / distributions$464K

Contributions

Employer$106.2K

Participant$395K

Full reported line items

Total assets (EOY): $11,436,679
Total liabilities (EOY): $0
Net assets (EOY): $11,436,679
Employer contributions: $106,219
Participant contributions: $394,966
Total income / additions: $2,416,500
Benefits paid: $464,029
Administrative expenses: $726
Total expenses: $464,755
Net increase / (decrease): $1,951,745

Schedule C

Reported service provider compensation

Compensation reported on the 2023 filing, ranked by reported total.

1
Jpmorgan Invest Holdings LLC$721
RECORDKEEPER · Direct $721 · Indirect $0
2
Charles Schwab & Co., Inc.$6
BROKERAGE SERVICES · Direct $6 · Indirect $0

What to inspect next

Frequently asked questions

What does EFAST2 acknowledgement 20241003104439NAL0004798707001 cover?: It is the 2023 Form 5500 filing for Schwaab, Inc. 401(K) Retirement Plan, reported by Schwaab, Inc. (EIN 39-0602450).
Which Form 5500 schedules are attached to this 2023 filing?: Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).