2023 Form 5500 filing — Pzena Investment Management, LLC 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241003170136NAL0017644400001) for Pzena Investment Management, LLC 401(K) Plan, reported by Pzena Investment Management, LLC under EIN 13-3860154 and plan number 001. It reports 172 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241003170136NAL0017644400001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Pzena Investment Management, LLC
- EIN
- 13-3860154
- Plan number
- 001
- Location
- New York, NY
- Participants
- 172
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $42,775,027
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $42,775,027
- Employer contributions
- $1,646,748
- Participant contributions
- $2,398,342
- Total income / additions
- $11,684,666
- Benefits paid
- $1,611,255
- Administrative expenses
- $81,761
- Total expenses
- $1,693,016
- Net increase / (decrease)
- $9,991,650
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Sentinel Pension Advisors Inc. | ADVISOR | $46,927 | not reported in the loaded dataset |
| Newport Group, Inc. | RECORDKEEPER | $34,782 | $0 |