2023 Form 5500 filing — Cowen 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241008074318NAL0009460595001) for Cowen 401(K) Plan, reported by Cowen Inc. under EIN 27-0423711 and plan number 001. It reports 2,161 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241008074318NAL0009460595001
- Filing year
- 2023
- Form type
- 3
- Plan sponsor
- Cowen Inc.
- EIN
- 27-0423711
- Plan number
- 001
- Location
- New York, NY
- Participants
- 2,161
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $0
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $0
- Total income / additions
- $0
- Benefits paid
- $0
- Administrative expenses
- $0
- Total expenses
- $0
- Net increase / (decrease)
- $0
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Empower Life & Annuity Insurance | RECORDKEEPER | $197,464 | $0 |
| Morgan Stanley | INVESTMENT ADVISOR | $103,859 | not reported in the loaded dataset |
| The Paragon Alliance Group LLC | CONTRACT ADMIN | $37,166 | not reported in the loaded dataset |