2023 Form 5500 filing — Securities Industry And Financial Markets Association Savings Plan

Plain-English filing summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241008131618NAL0008378179001) for Securities Industry And Financial Markets Association Savings Plan, reported by Securities Industry And Financial Markets Association under EIN 32-0178959 and plan number 002. It reports 285 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).

Form 5500 2 · 2023

Filing snapshot

Net assets (EOY)$94MReported net assets$94,026,379
Participants285
Provider compensation$73.1K3 Schedule C row(s)$73,140
Schedules filedSchedule H, Schedule CLoaded schedules
EFAST2 acknowledgement
20241008131618NAL0008378179001
Plan sponsor
Securities Industry And Financial Markets Association
EIN
32-0178959
Plan number
002
Location
New York, NY
Received date
not reported in the loaded dataset
How to read this filing
  • This is a single annual Form 5500 filing, identified by its EFAST2 acknowledgement id.
  • Schedule chips (Sch H / I / C) show which schedules this filing includes.
  • Net assets = total assets minus total liabilities (Schedule H/I).
  • Fields a filing did not report are labeled not reported in the loaded dataset — never estimated.
  • For the plan's full history, open the plan profile.
Schedule H · 2023

Reported financial snapshot

Reported figures as filed, in whole dollars. Only fields the filing reports are shown.

Reported balance (end of year)$94M total assets
Net assets$94MLiabilities$0
Money in vs. money out
Total income / additions$20.7M
Total expenses$3.7M
Benefits paid / distributions$3.6M
Contributions
Employer$2.6M
Participant$2.2M
Full reported line items
Total assets (EOY)
$94,026,379
Total liabilities (EOY)
$0
Net assets (EOY)
$94,026,379
Employer contributions
$2,643,557
Participant contributions
$2,166,340
Total income / additions
$20,717,603
Benefits paid
$3,584,154
Administrative expenses
$73,143
Total expenses
$3,657,297
Net increase / (decrease)
$17,060,306
Schedule C

Reported service provider compensation

Compensation reported on the 2023 filing, ranked by reported total.

  1. 1
    NONE · Direct $45.7K
  2. 2
    NONE · Direct $26K
  3. 3
    NONE · Direct $1.5K · Indirect $0

What to inspect next

Frequently asked questions

What does EFAST2 acknowledgement 20241008131618NAL0008378179001 cover?
It is the 2023 Form 5500 filing for Securities Industry And Financial Markets Association Savings Plan, reported by Securities Industry And Financial Markets Association (EIN 32-0178959).
Which Form 5500 schedules are attached to this 2023 filing?
Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).

Related Form 5500 pages