2023 Form 5500 filing — Axia Financial 401(K) Plan

Plain-English filing summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241010151037NAL0011648179003) for Axia Financial 401(K) Plan, reported by Axia Financial, LLC under EIN 26-0455770 and plan number 001. It reports 413 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).

Form 5500 2 · 2023

Filing snapshot

Net assets (EOY)$15.8MReported net assets$15,821,084

Participants413

Provider compensation$47.8K3 Schedule C row(s)$47,814

Schedules filedSchedule H, Schedule CLoaded schedules

EFAST2 acknowledgement: 20241010151037NAL0011648179003
Plan sponsor: Axia Financial, LLC
EIN: 26-0455770
Plan number: 001
Location: Bellevue, WA
Received date: not reported in the loaded dataset

How to read this filing

This is a single annual Form 5500 filing, identified by its EFAST2 acknowledgement id.
Schedule chips (Sch H / I / C) show which schedules this filing includes.
Net assets = total assets minus total liabilities (Schedule H/I).
Fields a filing did not report are labeled not reported in the loaded dataset — never estimated.
For the plan's full history, open the plan profile.

Schedule H · 2023

Reported financial snapshot

Reported figures as filed, in whole dollars. Only fields the filing reports are shown.

Reported balance (end of year)$15.8M total assets

Net assets$15.8MLiabilities—

Money in vs. money out

Total income / additions$4.3M

Total expenses$4.1M

Benefits paid / distributions$4.1M

Contributions

Employer$341

Participant$1.3M

Full reported line items

Total assets (EOY): $15,821,084
Net assets (EOY): $15,821,084
Employer contributions: $341
Participant contributions: $1,336,410
Total income / additions: $4,327,145
Benefits paid: $4,076,894
Administrative expenses: $23,776
Total expenses: $4,100,670
Net increase / (decrease): $226,475

Schedule C

Reported service provider compensation

Compensation reported on the 2023 filing, ranked by reported total.

1
Wells Fargo Clearing Services, LLC$39.8K
SERVICE PROVIDER · Direct $0 · Indirect $39.8K
2
Hunnex And Shoemaker, Inc.$8K
THIRD PARTY ADMINISTRATOR · Direct $0 · Indirect $8K
3
Voya Retirement Insurance$0
RECORDKEEPER · Direct $0 · Indirect $0

What to inspect next

Frequently asked questions

What does EFAST2 acknowledgement 20241010151037NAL0011648179003 cover?: It is the 2023 Form 5500 filing for Axia Financial 401(K) Plan, reported by Axia Financial, LLC (EIN 26-0455770).
Which Form 5500 schedules are attached to this 2023 filing?: Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).