2023 Form 5500 filing — B. Riley Financial, Inc. 401(K) Profit Sharing Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241011163724NAL0037712880001) for B. Riley Financial, Inc. 401(K) Profit Sharing Plan, reported by B. Riley Financial, Inc. under EIN 27-0223495 and plan number 001. It reports 2,048 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
Form 5500 2 · 2023
Filing snapshot
Net assets (EOY)$256.2MReported net assets$256,247,092
Participants2K2,048
Provider compensation$114.8K3 Schedule C row(s)$114,777
Schedules filedSchedule H, Schedule CLoaded schedules
- EFAST2 acknowledgement
- 20241011163724NAL0037712880001
- Plan sponsor
- B. Riley Financial, Inc.
- EIN
- 27-0223495
- Plan number
- 001
- Location
- Los Angeles, CA
- Received date
- not reported in the loaded dataset
Schedule H · 2023
Reported financial snapshot
Reported figures as filed, in whole dollars. Only fields the filing reports are shown.
Reported balance (end of year)$256.2M total assets
Net assets$256.2MLiabilities$0
Full reported line items
- Total assets (EOY)
- $256,247,092
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $256,247,092
- Employer contributions
- $2,564,473
- Participant contributions
- $15,572,585
- Total income / additions
- $65,902,574
- Benefits paid
- $17,680,760
- Administrative expenses
- $111,431
- Total expenses
- $17,798,370
- Net increase / (decrease)
- $48,104,204
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Fidelity Investments Institutional | RECORDKEEPER | $68,776 | $0 |
| Strategic Advisors, Inc. | ADVISOR | $24,806 | not reported in the loaded dataset |
| Weinberg & Co. La, Llp | ACCOUNTANT/AUDITOR | $21,195 | not reported in the loaded dataset |