2023 Form 5500 filing — Gates, Hudson & Associates Employee 401(K) Plan

Plain-English filing summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241014094336NAL0026935233001) for Gates, Hudson & Associates Employee 401(K) Plan, reported by Gates, Hudson & Associates, Inc. under EIN 54-1150334 and plan number 001. It reports 1,023 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).

Form 5500 2 · 2023

Filing snapshot

Net assets (EOY)$21.2MReported net assets$21,238,443

Participants1K1,023

Provider compensation$130.8K2 Schedule C row(s)$130,820

Schedules filedSchedule H, Schedule CLoaded schedules

EFAST2 acknowledgement: 20241014094336NAL0026935233001
Plan sponsor: Gates, Hudson & Associates, Inc.
EIN: 54-1150334
Plan number: 001
Location: Fairfax, VA
Received date: not reported in the loaded dataset

How to read this filing

This is a single annual Form 5500 filing, identified by its EFAST2 acknowledgement id.
Schedule chips (Sch H / I / C) show which schedules this filing includes.
Net assets = total assets minus total liabilities (Schedule H/I).
Fields a filing did not report are labeled not reported in the loaded dataset — never estimated.
For the plan's full history, open the plan profile.

Schedule H · 2023

Reported financial snapshot

Reported figures as filed, in whole dollars. Only fields the filing reports are shown.

Reported balance (end of year)$21.2M total assets

Net assets$21.2MLiabilities$0

Money in vs. money out

Total income / additions$6.9M

Total expenses$3.8M

Benefits paid / distributions$3.6M

Contributions

Employer$548.2K

Participant$2.7M

Full reported line items

Total assets (EOY): $21,238,443
Total liabilities (EOY): $0
Net assets (EOY): $21,238,443
Employer contributions: $548,215
Participant contributions: $2,699,105
Total income / additions: $6,873,081
Benefits paid: $3,638,195
Administrative expenses: $130,797
Total expenses: $3,781,763
Net increase / (decrease): $3,091,318

Schedule C

Reported service provider compensation

Compensation reported on the 2023 filing, ranked by reported total.

1
Principal Life Insurance Company$88.4K
CONTRACT ADMINISTRATOR · Direct $88.4K · Indirect $0
2
Kestra Advisory Services, LLC$42.4K
INVESTMENT ADVISORY · Direct $42.4K · Indirect $23

What to inspect next

Frequently asked questions

What does EFAST2 acknowledgement 20241014094336NAL0026935233001 cover?: It is the 2023 Form 5500 filing for Gates, Hudson & Associates Employee 401(K) Plan, reported by Gates, Hudson & Associates, Inc. (EIN 54-1150334).
Which Form 5500 schedules are attached to this 2023 filing?: Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).