2023 Form 5500 filing — Charter Brokerage, LLC 401(K) Profit Sharing Plan

Plain-English filing summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241014115554NAL0044396272001) for Charter Brokerage, LLC 401(K) Profit Sharing Plan, reported by Charter Brokerage, LLC under EIN 05-0562792 and plan number 004. It reports 211 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).

Form 5500 2 · 2023

Filing snapshot

Net assets (EOY)$27.8MReported net assets$27,775,395

Participants211

Provider compensation$89.3K4 Schedule C row(s)$89,265

Schedules filedSchedule H, Schedule CLoaded schedules

EFAST2 acknowledgement: 20241014115554NAL0044396272001
Plan sponsor: Charter Brokerage, LLC
EIN: 05-0562792
Plan number: 004
Location: Norwalk, CT
Received date: not reported in the loaded dataset

How to read this filing

This is a single annual Form 5500 filing, identified by its EFAST2 acknowledgement id.
Schedule chips (Sch H / I / C) show which schedules this filing includes.
Net assets = total assets minus total liabilities (Schedule H/I).
Fields a filing did not report are labeled not reported in the loaded dataset — never estimated.
For the plan's full history, open the plan profile.

Schedule H · 2023

Reported financial snapshot

Reported figures as filed, in whole dollars. Only fields the filing reports are shown.

Reported balance (end of year)$27.8M total assets

Net assets$27.8MLiabilities$0

Money in vs. money out

Total income / additions$6.4M

Total expenses$1.6M

Benefits paid / distributions$1.5M

Contributions

Employer$1.4M

Participant$1.2M

Full reported line items

Total assets (EOY): $27,775,395
Total liabilities (EOY): $0
Net assets (EOY): $27,775,395
Employer contributions: $1,428,220
Participant contributions: $1,182,544
Total income / additions: $6,378,353
Benefits paid: $1,510,036
Administrative expenses: $76,061
Total expenses: $1,586,097
Net increase / (decrease): $4,792,256

Schedule C

Reported service provider compensation

Compensation reported on the 2023 filing, ranked by reported total.

1
Principal Life Insurance Company$71.5K
CONTRACT ADMINISTRATOR · Direct $71.5K · Indirect $0
2
Usca Securities LLC$11K
OTHER SERVICES · Direct $0 · Indirect $11K
3
Alliance Benefit Group Of Houston$6.8K
3RD PARTY ADMINISTRATOR · Direct $4.6K · Indirect $2.2K
4
Wilshire Advisors LLC$0
INVESTMENT ADVISORY · Direct $0 · Indirect $0

What to inspect next

Frequently asked questions

What does EFAST2 acknowledgement 20241014115554NAL0044396272001 cover?: It is the 2023 Form 5500 filing for Charter Brokerage, LLC 401(K) Profit Sharing Plan, reported by Charter Brokerage, LLC (EIN 05-0562792).
Which Form 5500 schedules are attached to this 2023 filing?: Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).