2023 Form 5500 filing — The Lockwood Group, LLC 401k Profit Sharing Plan & Trust
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015062331NAL0028874433001) for The Lockwood Group, LLC 401k Profit Sharing Plan & Trust, reported by The Lockwood Group, LLC under EIN 20-8025205 and plan number 001. It reports 419 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
Form 5500 2 · 2023
Filing snapshot
Net assets (EOY)$34.4MReported net assets$34,420,931
Participants419
Provider compensation$4.3K2 Schedule C row(s)$4,350
Schedules filedSchedule H, Schedule CLoaded schedules
- EFAST2 acknowledgement
- 20241015062331NAL0028874433001
- Plan sponsor
- The Lockwood Group, LLC
- EIN
- 20-8025205
- Plan number
- 001
- Location
- Stamford, CT
- Received date
- not reported in the loaded dataset
Schedule H · 2023
Reported financial snapshot
Reported figures as filed, in whole dollars. Only fields the filing reports are shown.
Reported balance (end of year)$34.4M total assets
Net assets$34.4MLiabilities$0
Full reported line items
- Total assets (EOY)
- $34,420,931
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $34,420,931
- Employer contributions
- $1,819,172
- Participant contributions
- $4,344,291
- Total income / additions
- $12,059,165
- Benefits paid
- $2,660,749
- Administrative expenses
- $4,350
- Total expenses
- $2,665,286
- Net increase / (decrease)
- $9,393,879
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Adp, Inc. | RECORD KEEPER | $4,350 | $0 |
| Adp Broker-Dealer | RECORD KEEPER | $0 | $0 |