2023 Form 5500 filing — Smith-Emery International, Inc. 401k Plan

Plain-English filing summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015180434NAL0017014483001) for Smith-Emery International, Inc. 401k Plan, reported by Smith-Emery International, Inc. under EIN 95-3072721 and plan number 001. It reports 243 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).

Form 5500 2 · 2023

Filing snapshot

Net assets (EOY)$12.8MReported net assets$12,844,091
Participants243
Provider compensation$87.1K4 Schedule C row(s)$87,104
Schedules filedSchedule H, Schedule CLoaded schedules
EFAST2 acknowledgement
20241015180434NAL0017014483001
Plan sponsor
Smith-Emery International, Inc.
EIN
95-3072721
Plan number
001
Location
Los Angeles, CA
Received date
not reported in the loaded dataset
Schedule H · 2023

Reported financial snapshot

Reported figures as filed, in whole dollars. Only fields the filing reports are shown.

Reported balance (end of year)$12.8M total assets
Net assets$12.8MLiabilities$0
Money in vs. money out
Total income / additions$2M
Total expenses$524.7K
Benefits paid / distributions$472.9K
Contributions
EmployerNot reported
Participant$549.8K
Full reported line items
Total assets (EOY)
$12,844,091
Total liabilities (EOY)
$0
Net assets (EOY)
$12,844,091
Participant contributions
$549,798
Total income / additions
$1,993,146
Benefits paid
$472,908
Administrative expenses
$51,785
Total expenses
$524,693
Net increase / (decrease)
$1,468,453

Reported service provider compensation (Schedule C)

Compensation reported on the 2023 filing
ProviderServiceDirect comp.Indirect comp.
Empower Advisory Group, LLCINVESTMENT MANAGEMENT$36,626not reported in the loaded dataset
Independent Financial Group LLCBROKER/ADVISER$0$24,354
Empower Annuity Insurance Company ORECORD KEEPER$16,124$0
Actuarial Benefits Corp.CONTRACT ADMINISTRATOR$0$10,000

Related Form 5500 pages