2023 Form 5500 filing — Cowen 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241016084418NAL0030393825001) for Cowen 401(K) Plan, reported by Cowen Inc. under EIN 27-0423711 and plan number 001. It reports 1,917 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
Form 5500 3 · 2023
Filing snapshot
Net assets (EOY)$0Reported net assets
Participants1.9K1,917
Provider compensation$338.5K3 Schedule C row(s)$338,489
Schedules filedSchedule H, Schedule CLoaded schedules
- EFAST2 acknowledgement
- 20241016084418NAL0030393825001
- Plan sponsor
- Cowen Inc.
- EIN
- 27-0423711
- Plan number
- 001
- Location
- New York, NY
- Received date
- not reported in the loaded dataset
Schedule H · 2023
Reported financial snapshot
Reported figures as filed, in whole dollars. Only fields the filing reports are shown.
Full reported line items
- Total assets (EOY)
- $0
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $0
- Total income / additions
- $0
- Benefits paid
- $0
- Administrative expenses
- $0
- Total expenses
- $0
- Net increase / (decrease)
- $0
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Empower Life & Annuity Insurance | RECORDKEEPER | $197,464 | $0 |
| Morgan Stanley | INVESTMENT ADVISOR | $103,859 | not reported in the loaded dataset |
| The Paragon Alliance Group LLC | CONTRACT ADMIN | $37,166 | not reported in the loaded dataset |