2023 Form 5500 filing — Therapeutic Pathways 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241112152509NAL0024655376001) for Therapeutic Pathways 401(K) Plan, reported by Therapeutic Pathways, Inc Dba The Kendall Center under EIN 77-0576678 and plan number 001. It reports 243 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20241112152509NAL0024655376001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Therapeutic Pathways, Inc Dba The Kendall Center
- EIN
- 77-0576678
- Plan number
- 001
- Location
- Modesto, CA
- Participants
- 243
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $0
- Net assets (EOY)
- $0
- Total income / additions
- -$10,036
- Benefits paid
- $105,222
- Administrative expenses
- $6,464
- Total expenses
- $130,477
- Net increase / (decrease)
- -$140,513
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Merrill Lynch Pierce Penner & Smith | INVESTMENT ADVISOR | $16,033 | $0 |
| Empower Advisory Group LLC | RECORDKEEPER | $11,406 | $0 |
| Empower Advisory Group LLC | INVESTMENT MGMT | $7,018 | $0 |
| Osborne & Associates, Inc. | CONTRACT ADMIN | $5,801 | $0 |
| Empower Annuity Insurance Company | RECORDKEEPER | $4,337 | $0 |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $1,878 | $0 |
| Osborne & Assocaites, Inc. | CONTRACT ADMIN | $679 | $0 |
| Other | OTHER | $9 | $0 |