2023 Form 5500 filing — Sard Verbinnen & Co., LLC 401(K) Plan

Plain-English filing summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241127010444NAL0006176961001) for Sard Verbinnen & Co., LLC 401(K) Plan, reported by Sard Verbinnen & Co., LLC under EIN 13-4115411 and plan number 002. It reports 274 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).

Form 5500 2 · 2023

Filing snapshot

Net assets (EOY)$0Reported net assets

Participants274

Provider compensationNone reported2 Schedule C row(s)

Schedules filedSchedule H, Schedule CLoaded schedules

EFAST2 acknowledgement: 20241127010444NAL0006176961001
Plan sponsor: Sard Verbinnen & Co., LLC
EIN: 13-4115411
Plan number: 002
Location: New York, NY
Received date: not reported in the loaded dataset

How to read this filing

This is a single annual Form 5500 filing, identified by its EFAST2 acknowledgement id.
Schedule chips (Sch H / I / C) show which schedules this filing includes.
Net assets = total assets minus total liabilities (Schedule H/I).
Fields a filing did not report are labeled not reported in the loaded dataset — never estimated.
For the plan's full history, open the plan profile.

Schedule H · 2023

Reported financial snapshot

Reported figures as filed, in whole dollars. Only fields the filing reports are shown.

Money in vs. money out

Total income / additions$3.8M

Total expenses$2.9M

Benefits paid / distributions$2.9M

Contributions

Employer$0

Participant$0

Full reported line items

Total assets (EOY): $0
Total liabilities (EOY): $0
Net assets (EOY): $0
Employer contributions: $0
Participant contributions: $0
Total income / additions: $3,849,954
Benefits paid: $2,919,858
Administrative expenses: -$12,980
Total expenses: $2,906,878
Net increase / (decrease): $943,076

Schedule C

Reported service provider compensation

Compensation reported on the 2023 filing, ranked by reported total.

1
Strategic Advisors, Inc.$6.9K
ADVISOR · Direct $6.9K
2
Fidelity Investments Institutional-$19.9K
RECORDKEEPER · Direct -$19.9K · Indirect $0

What to inspect next

Frequently asked questions

What does EFAST2 acknowledgement 20241127010444NAL0006176961001 cover?: It is the 2023 Form 5500 filing for Sard Verbinnen & Co., LLC 401(K) Plan, reported by Sard Verbinnen & Co., LLC (EIN 13-4115411).
Which Form 5500 schedules are attached to this 2023 filing?: Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).