2023 Form 5500 filing — South32 Hermosa Inc. 401(K) Plan

Plain-English filing summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20250218080122NAL0002872241001) for South32 Hermosa Inc. 401(K) Plan, reported by South32 Hermosa Inc. under EIN 98-0477780 and plan number 001. It reports 139 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).

Form 5500 2 · 2023

Filing snapshot

Net assets (EOY)$11MReported net assets$10,984,282

Participants139

Provider compensation$49K3 Schedule C row(s)$49,025

Schedules filedSchedule H, Schedule CLoaded schedules

EFAST2 acknowledgement: 20250218080122NAL0002872241001
Plan sponsor: South32 Hermosa Inc.
EIN: 98-0477780
Plan number: 001
Location: Tucson, AZ
Received date: not reported in the loaded dataset

How to read this filing

This is a single annual Form 5500 filing, identified by its EFAST2 acknowledgement id.
Schedule chips (Sch H / I / C) show which schedules this filing includes.
Net assets = total assets minus total liabilities (Schedule H/I).
Fields a filing did not report are labeled not reported in the loaded dataset — never estimated.
For the plan's full history, open the plan profile.

Schedule H · 2023

Reported financial snapshot

Reported figures as filed, in whole dollars. Only fields the filing reports are shown.

Reported balance (end of year)$11M total assets

Net assets$11MLiabilities$0

Money in vs. money out

Total income / additions$5.2M

Total expenses$978.7K

Benefits paid / distributions$929.3K

Contributions

Employer$1.5M

Participant$1.3M

Full reported line items

Total assets (EOY): $10,984,282
Total liabilities (EOY): $0
Net assets (EOY): $10,984,282
Employer contributions: $1,545,436
Participant contributions: $1,311,341
Total income / additions: $5,202,366
Benefits paid: $929,326
Administrative expenses: $49,420
Total expenses: $978,746
Net increase / (decrease): $4,223,620

Schedule C

Reported service provider compensation

Compensation reported on the 2023 filing, ranked by reported total.

1
Cbiz Investment Advisory Services$37.1K
INVESTMENT ADVISOR · Direct $37.1K
2
Empower Advisory Group, LLC$12K
INVESTMENT MGMT · Direct $12K
3
Empower Annuity Ins. Co.$0
RECORD KEEPER · Direct $0 · Indirect $0

What to inspect next

Frequently asked questions

What does EFAST2 acknowledgement 20250218080122NAL0002872241001 cover?: It is the 2023 Form 5500 filing for South32 Hermosa Inc. 401(K) Plan, reported by South32 Hermosa Inc. (EIN 98-0477780).
Which Form 5500 schedules are attached to this 2023 filing?: Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).