2023 Form 5500 filing — Aspida Financial Services, LLC 401(K) Profit Sharing Plan And Trust
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20250325083654NAL0028533202001) for Aspida Financial Services, LLC 401(K) Profit Sharing Plan And Trust, reported by Aspida Financial Services, LLC under EIN 47-4223933 and plan number 001. It reports 195 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
Form 5500 2 · 2023
Filing snapshot
Net assets (EOY)$12.2MReported net assets$12,208,990
Participants195
Provider compensation$70.6K4 Schedule C row(s)$70,613
Schedules filedSchedule H, Schedule CLoaded schedules
- EFAST2 acknowledgement
- 20250325083654NAL0028533202001
- Plan sponsor
- Aspida Financial Services, LLC
- EIN
- 47-4223933
- Plan number
- 001
- Location
- Durham, NC
- Received date
- not reported in the loaded dataset
Schedule H · 2023
Reported financial snapshot
Reported figures as filed, in whole dollars. Only fields the filing reports are shown.
Reported balance (end of year)$12.2M total assets
Net assets$12.2MLiabilities$0
Full reported line items
- Total assets (EOY)
- $12,208,990
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $12,208,990
- Employer contributions
- $801,660
- Participant contributions
- $1,406,193
- Total income / additions
- $4,324,727
- Benefits paid
- $4,574,615
- Administrative expenses
- $74,363
- Total expenses
- $4,661,885
- Net increase / (decrease)
- -$337,158
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Principal Life Insurance | CONTRACT ADMINISTRATOR | $51,885 | $0 |
| Ubs Financial Services Inc | INVESTMENT ADVISOR | $18,200 | not reported in the loaded dataset |
| Empower Advisory Group, LLC | INVESTMENT MGMT | $528 | not reported in the loaded dataset |
| Empower Annuity Insurance Company O | RECORDKEEPER | $0 | $0 |