2023 Form 5500 filing — Carroll County Bancshares, Inc. Employee Stock Ownership Plan (With 401(K) Provisions)

Plain-English filing summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20251007192250NAL0005194305001) for Carroll County Bancshares, Inc. Employee Stock Ownership Plan (With 401(K) Provisions), reported by Carroll County Bancshares, Inc. under EIN 42-1113591 and plan number 001. It reports 262 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).

Form 5500 2 · 2023

Filing snapshot

Net assets (EOY)$35.7MReported net assets$35,686,634
Participants262
Provider compensation$79.7K3 Schedule C row(s)$79,717
Schedules filedSchedule H, Schedule CLoaded schedules
EFAST2 acknowledgement
20251007192250NAL0005194305001
Plan sponsor
Carroll County Bancshares, Inc.
EIN
42-1113591
Plan number
001
Location
Carroll, IA
Received date
not reported in the loaded dataset
Schedule H · 2023

Reported financial snapshot

Reported figures as filed, in whole dollars. Only fields the filing reports are shown.

Reported balance (end of year)$36.5M total assets
Net assets$35.7MLiabilities$822.5K
Money in vs. money out
Total income / additions$3.8M
Total expenses$2.3M
Benefits paid / distributions$2.2M
Contributions
Employer$1.3M
Participant$1.3M
Full reported line items
Total assets (EOY)
$36,509,134
Total liabilities (EOY)
$822,500
Net assets (EOY)
$35,686,634
Employer contributions
$1,311,904
Participant contributions
$1,302,796
Total income / additions
$3,787,476
Benefits paid
$2,218,157
Administrative expenses
$55,313
Total expenses
$2,308,213
Net increase / (decrease)
$1,479,263

Reported service provider compensation (Schedule C)

Compensation reported on the 2023 filing
ProviderServiceDirect comp.Indirect comp.
Principal Life Insurance CompanyCONTRACT ADMINISTRATOR$54,204$0
Ifp Insurance Group, LLCINVESTMENT ADVISORY$0$24,418
NationwideINVESTMENT MANAGEMENT$1,095not reported in the loaded dataset

Related Form 5500 pages