Compliance Science, Inc. 401(K) Plan — Form 5500 plan (Compliance Science, Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Compliance Science, Inc. 401(K) Plan is a benefit plan reported by Compliance Science, Inc. under EIN 02-0693753 and plan number 001. The latest loaded filing year is 2023. The filing reports 397 participants and $12,672,359 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Compliance Science, Inc.
- EIN
- 02-0693753
- Plan number
- 001
- Plan type
- 2
- Location
- New York, NY
- Latest filing year
- 2023
- Participants
- 397
- End-of-year plan assets
- $12,672,359
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 397 | H, C | 20240917104216NAL0002664561001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $12,672,359
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $12,672,359
- Net assets (BOY)
- $9,915,462
Income & contributions
- Employer contributions
- $288,403
- Participant contributions
- $2,314,569
- Total contributions
- $2,968,066
- Total income / additions
- $4,972,287
Expenses & distributions
- Benefits paid
- $2,150,007
- Administrative expenses
- $64,518
- Total expenses
- $2,215,390
- Net increase / (decrease)
- $2,756,897
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Principal Life Insurance Company | CONTRACT ADMINISTRATOR | $64,517 | $0 | 2023 |
| Mml Investors | INVESTMENT ADVISORY | $0 | $31,634 | 2023 |
| The Angell Pension Group Inc | THIRD PARTY ADMIN | $0 | $5,361 | 2023 |
| Morningstar Investment Management L | INV ADV, PARTICIPANTS | $0 | $0 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Compliance Science, Inc.
- 2023 Form 5500 filing
- Form 5500 filings in NY
- 401(k) and benefit plan filings in New York, NY
- Principal Life Insurance Company — Schedule C compensation
- Mml Investors — Schedule C compensation
- The Angell Pension Group Inc — Schedule C compensation
- Morningstar Investment Management L — Schedule C compensation