Rose Associates, Inc. 401(K) Plan — Form 5500 plan (Rose Associates, Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Rose Associates, Inc. 401(K) Plan is a benefit plan reported by Rose Associates, Inc. under EIN 13-2796845 and plan number 002. The latest loaded filing year is 2023. The filing reports 383 participants and $24,320,683 in end-of-year plan assets, where available in the loaded dataset.
Form 5500 plan profile · 2023
Key reported metrics
Net assets (EOY)$24.3MPlan net assets, end of year$24,320,683
Participants383Covered participants reported
Assets / participant$63.5KComputed: assets ÷ participants$63,500 (computed)
Provider compensation$7.4K1 Schedule C provider row(s)$7,420
- Plan sponsor
- Rose Associates, Inc.
- EIN
- 13-2796845
- Plan number
- 002
- Plan type
- 3
- Location
- New York, NY
- Latest filing year
- 2023
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 383 | H, C | 20241022125026NAL0002654097001 |
Schedule H · 2023
Reported financial statement
Reported figures as filed, in whole dollars. Only fields the filing reports are shown; others are marked not reported.
Reported balance (end of year)$24.3M total assets
Net assets$24.3MLiabilities$0
Full reported line items
Net assets
- Total assets (EOY)
- $24,320,683
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $24,320,683
- Net assets (BOY)
- $19,498,470
Income & contributions
- Employer contributions
- $995,291
- Participant contributions
- $1,973,961
- Total contributions
- $3,243,123
- Total income / additions
- $6,666,455
Expenses & distributions
- Benefits paid
- $1,836,822
- Administrative expenses
- $7,420
- Total expenses
- $1,844,242
- Net increase / (decrease)
- $4,822,213
Computed from reported fields
Reported ratios
Derived only from this plan's own reported figures — comparisons within the filing, not benchmarks, estimates, or national averages.
34%66%
Employer 34%Participant 66%
Total expenses ÷ net assets8%Computed ratio
Benefits paid ÷ total income28%Computed ratio
Provider comp. ÷ net assets0%Computed ratio
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And S | RECORDKEEPER | $7,420 | $0 | 2023 |