Rockwood Capital 401(K) Retirement Plan — Form 5500 plan (Rockwood Capital, LLC)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Rockwood Capital 401(K) Retirement Plan is a benefit plan reported by Rockwood Capital, LLC under EIN 20-4855911 and plan number 001. The latest loaded filing year is 2023. The filing reports 140 participants and $50,856,002 in end-of-year plan assets, where available in the loaded dataset.
Key reported metrics
- Plan sponsor
- Rockwood Capital, LLC
- EIN
- 20-4855911
- Plan number
- 001
- Plan type
- 2
- Location
- San Francisco, CA
- Latest filing year
- 2023
- Participants
- 140
- End-of-year plan assets
- $50,856,002
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 140 | H, C | 20240611135529NAL0027867729001 |
Reported financial statement (2023 · Schedule H)
Net assets
- Total assets (EOY)
- $50,856,002
- Total liabilities (EOY)
- $0
- Net assets (EOY)
- $50,856,002
- Net assets (BOY)
- $45,173,593
Income & contributions
- Employer contributions
- $1,150,685
- Participant contributions
- $1,533,720
- Total contributions
- $3,567,541
- Total income / additions
- $12,335,915
Expenses & distributions
- Benefits paid
- $6,557,263
- Administrative expenses
- $96,243
- Total expenses
- $6,653,506
- Net increase / (decrease)
- $5,682,409
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Global Retirement Partners LLC | INVESTMENT ADVISOR | $50,000 | not reported in the loaded dataset | 2023 |
| Empower Annuity Insurance Co. | RECORDKEEPER | $36,205 | $0 | 2023 |
| Empower Advisory Group, LLC | INVESTMENT MANAGEMENT | $21,906 | not reported in the loaded dataset | 2023 |
| California Retirement Plans | THIRD PARTY ADMIN | $2,300 | $10,000 | 2023 |
Related Form 5500 pages
- All Form 5500 plans for Rockwood Capital, LLC
- 2023 Form 5500 filing
- Form 5500 filings in CA
- 401(k) and benefit plan filings in San Francisco, CA
- Global Retirement Partners LLC — Schedule C compensation
- Empower Annuity Insurance Co. — Schedule C compensation
- Empower Advisory Group, LLC — Schedule C compensation
- California Retirement Plans — Schedule C compensation