Plan5500

Cardinal Group Management 401(K) Plan — Form 5500 plan (Cardinal Group Management & Advisory LLC)

Plain-English plan summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Cardinal Group Management 401(K) Plan is a benefit plan reported by Cardinal Group Management & Advisory LLC under EIN 26-3023643 and plan number 001. The latest loaded filing year is 2023. The filing reports 1,074 participants and $15,307,742 in end-of-year plan assets, where available in the loaded dataset.

Form 5500 plan profile · 2023

Key reported metrics

Net assets (EOY)$15.3MPlan net assets, end of year$15,307,742
Participants1.1KCovered participants reported1,074
Assets / participant$14.3KComputed: assets ÷ participants$14,253 (computed)
Provider compensation$88.1K3 Schedule C provider row(s)$88,103
Plan sponsor
Cardinal Group Management & Advisory LLC
EIN
26-3023643
Plan number
001
Plan type
2
Location
Denver, CO
Latest filing year
2023
How to read this plan profile
  • Net assets = total assets minus total liabilities, end of year (Schedule H/I).
  • Assets / participant is computed (assets ÷ reported participants) — a ratio, not a filed figure.
  • Schedule chips (Sch H / I / C) show which schedules each filing includes.
  • Fields a filing did not report are labeled not reported in the loaded dataset — never estimated.
  • Figures are reported as filed, in whole dollars; verify against the official DOL/EBSA record before relying on them.
EFAST2 filings

Form 5500 filing history

Each loaded annual filing for this plan. Open one for its full reported snapshot.

  1. 2023
    1,074 participants · 2Sch HSch C
    View filing →
Schedule H · 2023

Reported financial statement

Reported figures as filed, in whole dollars. Only fields the filing reports are shown; others are marked not reported.

Reported balance (end of year)$15.3M total assets
Net assets$15.3MLiabilities$0
Money in vs. money out
Total income / additions$6.7M
Total expenses$2.2M
Benefits paid / distributions$2.1M
Contributions
Employer$1.4M
Participant$2.7M
Full reported line items

Net assets

Total assets (EOY)
$15,307,742
Total liabilities (EOY)
$0
Net assets (EOY)
$15,307,742
Net assets (BOY)
$10,842,448

Income & contributions

Employer contributions
$1,371,585
Participant contributions
$2,704,903
Total contributions
$4,214,828
Total income / additions
$6,675,956

Expenses & distributions

Benefits paid
$2,122,559
Administrative expenses
$88,103
Total expenses
$2,210,662
Net increase / (decrease)
$4,465,294
Computed from reported fields

Reported ratios

Derived only from this plan's own reported figures — comparisons within the filing, not benchmarks, estimates, or national averages.

Contribution share (employer vs. participant)
Employer 34%Participant 66%
Total expenses ÷ net assets14%Computed ratio
Benefits paid ÷ total income32%Computed ratio
Provider comp. ÷ net assets1%Computed ratio
Schedule C

Service provider compensation

Reported direct + indirect compensation per provider, ranked. Bars show relative scale.

  1. 1
    Fidelity Investments Institutional$63K
    RECORDKEEPER · Direct $63K · Indirect $0
  2. 2
    Morgan Stanley Smith Barney LLC$14.3K
    INVESTMENT ADVISOR · Direct $14.3K
  3. 3
    Cambridge Investment Research$10.8K
    ADVISOR · Direct $10.8K

What to inspect next

Frequently asked questions

Who sponsors the Cardinal Group Management 401(K) Plan?
Cardinal Group Management 401(K) Plan is reported as sponsored by Cardinal Group Management & Advisory LLC (EIN 26-3023643, plan number 001) in public Form 5500 filings.
What is the most recent Form 5500 filing year for Cardinal Group Management 401(K) Plan?
The latest Form 5500 filing year loaded for Cardinal Group Management 401(K) Plan is 2023.
How many participants does Cardinal Group Management 401(K) Plan report?
Cardinal Group Management 401(K) Plan reports 1,074 participants in its latest loaded Form 5500 filing.
What are the reported plan assets for Cardinal Group Management 401(K) Plan?
Cardinal Group Management 401(K) Plan reports $15,307,742 in end-of-year plan assets in its latest loaded Form 5500 filing.
Form 5500 terms, in plain English
Form 5500
The annual report most U.S. employee benefit plans file with the Department of Labor through the EFAST2 system. It documents the plan sponsor, participants, finances, and service-provider compensation.
Schedule H
The financial statement for larger plans (generally 100+ participants): assets, liabilities, net assets, income, expenses, and the net change.
Schedule I
The condensed financial statement for smaller plans, covering the same kinds of figures in less detail.
Schedule C
Reports compensation paid to the plan’s service providers — both direct and indirect.
Net assets
Total assets minus total liabilities at the end of the year — what the plan holds for participants.
Employer / participant contributions
Money contributed to the plan by the employer and by participants during the year.

Figures are reported as filed and may contain errors or omissions. Verify against the official DOL/EBSA record before relying on any value.

Related Form 5500 pages