Collectors Universe, Inc. 401(K) Plan — Form 5500 plan (Collectors Universe, Inc.)

Plain-English plan summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Collectors Universe, Inc. 401(K) Plan is a benefit plan reported by Collectors Universe, Inc. under EIN 33-0846191 and plan number 001. The latest loaded filing year is 2023. The filing reports 1,633 participants and $31,821,494 in end-of-year plan assets, where available in the loaded dataset.

Form 5500 plan profile · 2023

Key reported metrics

Net assets (EOY)$31.5MPlan net assets, end of year$31,507,842
Participants1.6KCovered participants reported1,633
Assets / participant$19.5KComputed: assets ÷ participants$19,487 (computed)
Provider compensation$84.2K3 Schedule C provider row(s)$84,203
Plan sponsor
Collectors Universe, Inc.
EIN
33-0846191
Plan number
001
Plan type
2
Location
Santa Ana, CA
Latest filing year
2023
How to read this plan profile
  • Net assets = total assets minus total liabilities, end of year (Schedule H/I).
  • Assets / participant is computed (assets ÷ reported participants) — a ratio, not a filed figure.
  • Schedule chips (Sch H / I / C) show which schedules each filing includes.
  • Fields a filing did not report are labeled not reported in the loaded dataset — never estimated.
  • Figures are reported as filed, in whole dollars; verify against the official DOL/EBSA record before relying on them.
EFAST2 filings

Form 5500 filing history

Each loaded annual filing for this plan. Open one for its full reported snapshot.

  1. 2023
    1,633 participants · 2Sch HSch C
    View filing →
Schedule H · 2023

Reported financial statement

Reported figures as filed, in whole dollars. Only fields the filing reports are shown; others are marked not reported.

Reported balance (end of year)$31.8M total assets
Net assets$31.5MLiabilities$313.7K
Money in vs. money out
Total income / additions$12.7M
Total expenses$2.4M
Benefits paid / distributions$2.2M
Contributions
Employer$1.9M
Participant$5.4M
Full reported line items

Net assets

Total assets (EOY)
$31,821,494
Total liabilities (EOY)
$313,652
Net assets (EOY)
$31,507,842
Net assets (BOY)
$21,162,018

Income & contributions

Employer contributions
$1,901,486
Participant contributions
$5,440,872
Total contributions
$8,349,404
Total income / additions
$12,736,720

Expenses & distributions

Benefits paid
$2,244,106
Administrative expenses
$84,203
Total expenses
$2,390,896
Net increase / (decrease)
$10,345,824
Computed from reported fields

Reported ratios

Derived only from this plan's own reported figures — comparisons within the filing, not benchmarks, estimates, or national averages.

Contribution share (employer vs. participant)
Employer 26%Participant 74%
Total expenses ÷ net assets8%Computed ratio
Benefits paid ÷ total income18%Computed ratio
Provider comp. ÷ net assets0%Computed ratio
Schedule C

Service provider compensation

Reported direct + indirect compensation per provider, ranked. Bars show relative scale.

  1. 1
    INVESTMENT ADVISOR · Direct $45.2K
  2. 2
    INVESTMENT MGMT · Direct $25.4K
  3. 3
    RECORDKEEPER · Direct $13.5K · Indirect $0

What to inspect next

Frequently asked questions

Who sponsors the Collectors Universe, Inc. 401(K) Plan?
Collectors Universe, Inc. 401(K) Plan is reported as sponsored by Collectors Universe, Inc. (EIN 33-0846191, plan number 001) in public Form 5500 filings.
What is the most recent Form 5500 filing year for Collectors Universe, Inc. 401(K) Plan?
The latest Form 5500 filing year loaded for Collectors Universe, Inc. 401(K) Plan is 2023.
How many participants does Collectors Universe, Inc. 401(K) Plan report?
Collectors Universe, Inc. 401(K) Plan reports 1,633 participants in its latest loaded Form 5500 filing.
What are the reported plan assets for Collectors Universe, Inc. 401(K) Plan?
Collectors Universe, Inc. 401(K) Plan reports $31,821,494 in end-of-year plan assets in its latest loaded Form 5500 filing.
Form 5500 terms, in plain English
Form 5500
The annual report most U.S. employee benefit plans file with the Department of Labor through the EFAST2 system. It documents the plan sponsor, participants, finances, and service-provider compensation.
Schedule H
The financial statement for larger plans (generally 100+ participants): assets, liabilities, net assets, income, expenses, and the net change.
Schedule I
The condensed financial statement for smaller plans, covering the same kinds of figures in less detail.
Schedule C
Reports compensation paid to the plan’s service providers — both direct and indirect.
Net assets
Total assets minus total liabilities at the end of the year — what the plan holds for participants.
Employer / participant contributions
Money contributed to the plan by the employer and by participants during the year.

Figures are reported as filed and may contain errors or omissions. Verify against the official DOL/EBSA record before relying on any value.

Related Form 5500 pages