Plan5500

Dauby O'Connor & Zaleski, LLC Retirement Plan — Form 5500 plan (Dauby O'Connor & Zaleski, LLC)

Plain-English plan summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Dauby O'Connor & Zaleski, LLC Retirement Plan is a benefit plan reported by Dauby O'Connor & Zaleski, LLC under EIN 35-1750664 and plan number 001. The latest loaded filing year is 2023. The filing reports 321 participants and $27,923,331 in end-of-year plan assets, where available in the loaded dataset.

Form 5500 plan profile · 2023

Key reported metrics

Net assets (EOY)$27.9MPlan net assets, end of year$27,923,331
Participants321Covered participants reported
Assets / participant$87KComputed: assets ÷ participants$86,989 (computed)
Provider compensation$93.5K3 Schedule C provider row(s)$93,549
Plan sponsor
Dauby O'Connor & Zaleski, LLC
EIN
35-1750664
Plan number
001
Plan type
2
Location
Carmel, IN
Latest filing year
2023
EFAST2 filings

Form 5500 filing history

Each loaded annual filing for this plan. Open one for its full reported snapshot.

  1. 2023
    321 participants · 2Sch HSch C
    View filing →
Schedule H · 2023

Reported financial statement

Reported figures as filed, in whole dollars. Only fields the filing reports are shown; others are marked not reported.

Reported balance (end of year)$27.9M total assets
Net assets$27.9MLiabilities$0
Money in vs. money out
Total income / additions$7.4M
Total expenses$2.1M
Benefits paid / distributions$2.1M
Contributions
Employer$759.1K
Participant$2.2M
Full reported line items

Net assets

Total assets (EOY)
$27,923,331
Total liabilities (EOY)
$0
Net assets (EOY)
$27,923,331
Net assets (BOY)
$22,614,307

Income & contributions

Employer contributions
$759,079
Participant contributions
$2,246,335
Total contributions
$3,032,131
Total income / additions
$7,439,470

Expenses & distributions

Benefits paid
$2,078,848
Administrative expenses
$51,598
Total expenses
$2,130,446
Net increase / (decrease)
$5,309,024
Computed from reported fields

Reported ratios

Derived only from this plan's own reported figures — comparisons within the filing, not benchmarks, estimates, or national averages.

Contribution share (employer vs. participant)
Employer 25%Participant 75%
Total expenses ÷ net assets8%Computed ratio
Benefits paid ÷ total income28%Computed ratio
Provider comp. ÷ net assets0%Computed ratio
Schedule C

Service provider compensation

Reported direct + indirect compensation per provider, ranked. Bars show relative scale.

  1. 1
    Woodbury Financial Services Inc$42K
    BROKER/ADVISER · Direct $0 · Indirect $42K
  2. 2
    Empower Annuity Insurance Company O$40.9K
    RECORDKEEPER · Direct $40.9K · Indirect $0
  3. 3
    Empower Advisory Group, LLC$10.7K
    INVESTMENT MGMT · Direct $10.7K

Related Form 5500 pages