Sazerac Company, Inc. 401(K) Plan — Form 5500 plan (Sazerac Company, Inc.)

Plain-English plan summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Sazerac Company, Inc. 401(K) Plan is a benefit plan reported by Sazerac Company, Inc. under EIN 72-0310180 and plan number 001. The latest loaded filing year is 2023. The filing reports 3,060 participants and $132,507,268 in end-of-year plan assets, where available in the loaded dataset.

Form 5500 plan profile · 2023

Key reported metrics

Net assets (EOY)$132.5MPlan net assets, end of year$132,507,268
Participants3.1KCovered participants reported3,060
Assets / participant$43.3KComputed: assets ÷ participants$43,303 (computed)
Provider compensation$222.7K5 Schedule C provider row(s)$222,743
Plan sponsor
Sazerac Company, Inc.
EIN
72-0310180
Plan number
001
Plan type
2
Location
Louisville, KY
Latest filing year
2023

Form 5500 filing history

Filings loaded for this plan
Filing yearParticipantsSchedulesFiling
20233,060H, C20241011144245NAL0011034451003
Schedule H · 2023

Reported financial statement

Reported figures as filed, in whole dollars. Only fields the filing reports are shown; others are marked not reported.

Reported balance (end of year)$132.5M total assets
Net assets$132.5MLiabilities
Money in vs. money out
Total income / additions$49.3M
Total expenses$15M
Benefits paid / distributions$14.8M
Contributions
Employer$7.2M
Participant$16.7M
Full reported line items

Net assets

Total assets (EOY)
$132,507,268
Net assets (EOY)
$132,507,268
Net assets (BOY)
$95,528,496

Income & contributions

Employer contributions
$7,206,001
Participant contributions
$16,678,460
Total contributions
$30,110,162
Total income / additions
$49,289,545

Expenses & distributions

Benefits paid
$14,798,398
Administrative expenses
$222,743
Total expenses
$15,033,307
Net increase / (decrease)
$34,256,238
Computed from reported fields

Reported ratios

Derived only from this plan's own reported figures — comparisons within the filing, not benchmarks, estimates, or national averages.

Contribution share (employer vs. participant)
Employer 30%Participant 70%
Total expenses ÷ net assets11%Computed ratio
Benefits paid ÷ total income30%Computed ratio
Provider comp. ÷ net assets0%Computed ratio

Service provider compensation (Schedule C)

Reported service provider compensation
ProviderServiceDirect comp.Indirect comp.Year
Transamerica Retirement SolutionsRECORD KEEPER$119,743$02023
Ubs Financial Services, Inc.INVESTMENT ADVISOR$85,000not reported in the loaded dataset2023
Crowe LlpAUDITOR$18,000not reported in the loaded dataset2023
National Financial ServicesSECURITIES BROKER$0$02023
Mid Atlantic Capital CorporationSECURITIES BROKER$0$02023

Related Form 5500 pages