Brock Asset Management LLC — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Brock Asset Management LLC is reported as a service provider on 1 loaded Form 5500 filing(s) across 1 plan sponsor(s) and 1 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $12,487 and reported indirect compensation totals not reported in the loaded dataset.
Reported compensation dashboard
Direct compensation is paid to the provider from the plan; indirect compensation is received from other sources in connection with the plan (e.g. revenue sharing). Both are reported on Schedule C.
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Concentration
Top plan sponsors by reported compensation
Employers reporting the most compensation to Brock Asset Management LLC. Bars show relative scale.
- 1
State footprint
Where Brock Asset Management LLC appears: states where the plans that report this provider are sponsored, ranked by plan count. This reflects the sponsor's location, not where services were performed.
- 1AZ1 plan(s)
City footprint
Cities where plans reporting Brock Asset Management LLC are sponsored, by plan count.
- 1Phoenix, AZ1 plan(s)
Plans reporting this provider
Loaded Form 5500 filings that report compensation to this provider, ranked. Bars show relative scale.
- 1Clear Title Agency Of Arizona, AZ · Direct $12.5K · 2023
Frequently asked questions
- What does Form 5500 Schedule C report about Brock Asset Management LLC?
- Public Form 5500 Schedule C filings report compensation paid to Brock Asset Management LLC as a plan service provider. Across loaded filings, total reported compensation is $12,487.
- How many plans report Brock Asset Management LLC as a service provider?
- Brock Asset Management LLC appears on 1 loaded plan(s) across 1 sponsor(s).