Plan5500

Castle Rock Investment Company — Form 5500 Schedule C service provider compensation

Reported service provider summary

According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Castle Rock Investment Company is reported as a service provider on 3 loaded Form 5500 filing(s) across 3 plan sponsor(s) and 3 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $46,992 and reported indirect compensation totals not reported in the loaded dataset.

Schedule C · 2023

Reported compensation dashboard

Total reported compensation$47KDirect + indirect, across loaded filings$46,992
Plans served3
Plan sponsors3
Filings3
Direct vs. indirect compensation
Direct compensation$47K
Indirect compensationNot reported

Direct compensation is paid to the provider from the plan; indirect compensation is received from other sources in connection with the plan (e.g. revenue sharing). Both are reported on Schedule C.

Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.

Computed from loaded filings

Concentration

Top sponsor share of compensation48%Shippers Warehouse, Inc.
Top state share of plans33%CO
Plan sponsors served3
By reported compensation

Top plan sponsors by reported compensation

Employers reporting the most compensation to Castle Rock Investment Company. Bars show relative scale.

  1. 1
    Shippers Warehouse, Inc.$22.5K
    TX · 1 plan(s)
  2. 2
    Shippers Automotive Group, LLC$12.5K
    OH · 1 plan(s)
  3. 3
    Chuck Latham Associates, Inc.$12K
    CO · 1 plan(s)
Geographic reach

State footprint

Where Castle Rock Investment Company appears: states where the plans that report this provider are sponsored, ranked by plan count. This reflects the sponsor's location, not where services were performed.

  1. 1
    CO1 plan(s)
  2. 2
    OH1 plan(s)
  3. 3
    TX1 plan(s)
Geographic reach

City footprint

Cities where plans reporting Castle Rock Investment Company are sponsored, by plan count.

  1. 1
    Parker, CO1 plan(s)
  2. 2
    Urbana, OH1 plan(s)
  3. 3
    Hutchins, TX1 plan(s)
By reported compensation

Plans reporting this provider

Loaded Form 5500 filings that report compensation to this provider, ranked. Bars show relative scale.

  1. 1
    Shippers Warehouse, Inc. 401(K) Plan$22.5K
    Shippers Warehouse, Inc., TX · Direct $22.5K · 2023
  2. 2
    Shippers Automotive Group 401(K) Plan$12.5K
    Shippers Automotive Group, LLC, OH · Direct $12.5K · 2023
  3. 3
    Chuck Latham Associates, Inc. Ps Plan$12K
    Chuck Latham Associates, Inc., CO · Direct $12K · 2023

What to inspect next

Frequently asked questions

What does Form 5500 Schedule C report about Castle Rock Investment Company?
Public Form 5500 Schedule C filings report compensation paid to Castle Rock Investment Company as a plan service provider. Across loaded filings, total reported compensation is $46,992.
How many plans report Castle Rock Investment Company as a service provider?
Castle Rock Investment Company appears on 3 loaded plan(s) across 3 sponsor(s).

Related Form 5500 pages