What does Form 5500 Schedule C report about Charles Schwab Investment Mngmt,Inc?

Public Form 5500 Schedule C filings report compensation paid to Charles Schwab Investment Mngmt,Inc as a plan service provider. Across loaded filings, total reported compensation is $392.

How many plans report Charles Schwab Investment Mngmt,Inc as a service provider?

Charles Schwab Investment Mngmt,Inc appears on 2 loaded plan(s) across 2 sponsor(s).

Charles Schwab Investment Mngmt,Inc — Form 5500 Schedule C service provider compensation

Reported service provider summary

According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Charles Schwab Investment Mngmt,Inc is reported as a service provider on 2 loaded Form 5500 filing(s) across 2 plan sponsor(s) and 2 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $392 and reported indirect compensation totals $0.

Schedule C · 2023

Reported compensation dashboard

Total reported compensation$392Direct + indirect, across loaded filings

Plans served2

Plan sponsors2

Filings2

Direct vs. indirect compensation

Direct compensation$392

Indirect compensation$0

Direct compensation is paid to the provider from the plan; indirect compensation is received from other sources in connection with the plan (e.g. revenue sharing). Both are reported on Schedule C.

Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.

Computed from loaded filings

Concentration

Top sponsor share of compensation100%Putnam Investments, LLC

Top state share of plans50%CO

Plan sponsors served2

By reported compensation

Top plan sponsors by reported compensation

Employers reporting the most compensation to Charles Schwab Investment Mngmt,Inc. Bars show relative scale.

1
Putnam Investments, LLC$392
CO · 1 plan(s)
2
L-M Asphalt Partners, Ltd. (D/B/A Ats Construction)$0
KY · 1 plan(s)

Geographic reach

State footprint

Where Charles Schwab Investment Mngmt,Inc appears: states where the plans that report this provider are sponsored, ranked by plan count. This reflects the sponsor's location, not where services were performed.

1
CO1 plan(s)
2
KY1 plan(s)

Geographic reach

City footprint

Cities where plans reporting Charles Schwab Investment Mngmt,Inc are sponsored, by plan count.

1
Greenwood Village, CO1 plan(s)
2
Lexington, KY1 plan(s)

By reported compensation

Plans reporting this provider

Loaded Form 5500 filings that report compensation to this provider, ranked. Bars show relative scale.

1
The Putnam Retirement Plan$392
Putnam Investments, LLC, CO · Direct $392 · Indirect $0 · 2023
2
Ats Construction 401(K) Retirement Plan$0
L-M Asphalt Partners, Ltd. (D/B/A Ats Construction), KY · Direct $0 · 2023

What to inspect next

Frequently asked questions

What does Form 5500 Schedule C report about Charles Schwab Investment Mngmt,Inc?: Public Form 5500 Schedule C filings report compensation paid to Charles Schwab Investment Mngmt,Inc as a plan service provider. Across loaded filings, total reported compensation is $392.
How many plans report Charles Schwab Investment Mngmt,Inc as a service provider?: Charles Schwab Investment Mngmt,Inc appears on 2 loaded plan(s) across 2 sponsor(s).