Kestra Investment Services — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Kestra Investment Services is reported as a service provider on 27 loaded Form 5500 filing(s) across 25 plan sponsor(s) and 26 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $247,534 and reported indirect compensation totals $378,589.
Reported compensation summary
- Reported direct compensation
- $247,534
- Reported indirect compensation
- $378,589
- Total reported compensation
- $626,123
- Filings
- 27
- Plan sponsors
- 25
- Plans
- 26
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Allied Power Services, LLC | LA | 1 | $69,623 |
| Hendricks Holding Co., Inc. | WI | 1 | $50,000 |
| East Bay Community Action Program, Inc. | RI | 1 | $45,348 |
| Vari Corporation | PA | 1 | $44,126 |
| Sayres And Associates LLC | DC | 1 | $43,775 |
| Norcal Rental Group LLC | CA | 1 | $41,924 |
| Carecloud, Inc. | NJ | 1 | $39,710 |
| Premier Forge Group, LLC | IN | 2 | $39,554 |
| Tdc Opco, LLC Dba The Delta Companies | TX | 1 | $35,214 |
| Fayette Parts Service Inc | PA | 1 | $29,447 |
State footprint
Plans reporting Kestra Investment Services are sponsored in TX (5), PA (4), CA (3), LA (2), MI (2), WI (2), DC (2), IN (2), NY (1), RI (1), NJ (1), FL (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Allied Power Services, LLC | Allied Power Services 401(K) Plan | 2023 | $0 | $69,623 |
| Hendricks Holding Co., Inc. | Hendricks Group 401(K) Plan | 2023 | $50,000 | not reported in the loaded dataset |
| East Bay Community Action Program, Inc. | East Bay Community Action Program, Inc. Retirement Plan | 2023 | $0 | $45,348 |
| Vari Corporation | Vari Corporation 401(K) Plan | 2023 | $44,126 | not reported in the loaded dataset |
| Sayres And Associates LLC | Sayres And Associates LLC 401k Retirement Plan | 2023 | $0 | $43,775 |
| Norcal Rental Group LLC | Norcal Rental Group 401(K) Plan | 2023 | $0 | $41,924 |
| Carecloud, Inc. | Carecloud, Inc. 401(K) Plan | 2023 | $39,710 | not reported in the loaded dataset |
| Tdc Opco, LLC Dba The Delta Companies | The Delta Companies 401k Plan | 2023 | $0 | $35,214 |
| Premier Forge Group, LLC | Premier Forge Group Non-Union 401(K) Plan | 2023 | $31,923 | not reported in the loaded dataset |
| Fayette Parts Service Inc | Fayette Parts Service Inc 401(K) Profit Sharing Plan & Trust | 2023 | $0 | $29,447 |
| Oakley Transportation Group, Inc. | Oakley Transportation Group 401(K) Plan | 2023 | $0 | $28,123 |
| Dc Scholars Public Charter School | Dc Scholars Public Charter School 403(B) Retirement Plan | 2023 | $26,145 | not reported in the loaded dataset |
| Reliant Holdings, Ltd. | Reliant Holdings, Ltd. 401(K) Plan | 2023 | $0 | $17,055 |
| Richardson Industries, Inc. | Richardson Industries, Inc. 401(K) Plan | 2023 | $0 | $15,000 |
| Earth Sun Moon Trading Company | Earth Sun Moon Trading Company 401k Profit Sharing Plan And Trust | 2023 | $14,421 | not reported in the loaded dataset |
| Blake International Rigs, LLC | Blake International Rigs 401k Plan | 2023 | $0 | $14,301 |
| Heart Of Texas Healthcare System | Heart Of Texas Healthcare System 403b Plan | 2023 | $0 | $13,615 |
| Academy In Manayunk Dba Aim Academy | Aim Academy Teachers' Retirement Fund | 2023 | $13,393 | not reported in the loaded dataset |
| The Arbor Circle Corporation | Arbor Circle Retirement Plan | 2023 | $0 | $13,056 |
| Federal Heath Sign Company, LLC | Federal Heath Sign Company, LLC 401(K) Plan | 2023 | $11,250 | not reported in the loaded dataset |
| Swoboda, Inc. | Swoboda, Inc. 401(K) Profit Sharing Plan | 2023 | $8,935 | not reported in the loaded dataset |
| Premier Forge Group, LLC | Premier Forge Group Retirement Plan | 2023 | $7,631 | not reported in the loaded dataset |
| Heart Of Texas Healthcare System | Heart Of Texas Healthcare System 403b Plan | 2023 | $0 | $5,746 |
| Baywood Court | Baywood Court Employee Savings Plan | 2023 | $0 | $5,361 |
| Rpm Xconstruction LLC | Rpm Xconstruction, LLC 401(K) Plan | 2023 | $0 | $1,001 |
| Jackson Rancheria Band Of Miwuk Indians | Jackson Rancheria Band Of Miwuk Indians 401(K) Plan | 2023 | $0 | not reported in the loaded dataset |
| Appolo Heating, Inc. | Appolo Heating, Inc. 401(K) Profit Sharing Plan | 2023 | $0 | $0 |
Related Form 5500 pages
- Allied Power Services 401(K) Plan (plan 001)
- Allied Power Services, LLC — all reported plans
- Hendricks Group 401(K) Plan (plan 001)
- Hendricks Holding Co., Inc. — all reported plans
- East Bay Community Action Program, Inc. Retirement Plan (plan 001)
- East Bay Community Action Program, Inc. — all reported plans
- Vari Corporation 401(K) Plan (plan 002)
- Vari Corporation — all reported plans
- Sayres And Associates LLC 401k Retirement Plan (plan 001)
- Sayres And Associates LLC — all reported plans
- Norcal Rental Group 401(K) Plan (plan 001)
- Norcal Rental Group LLC — all reported plans
- Carecloud, Inc. 401(K) Plan (plan 001)
- Carecloud, Inc. — all reported plans
- The Delta Companies 401k Plan (plan 001)
- Tdc Opco, LLC Dba The Delta Companies — all reported plans
- Premier Forge Group Non-Union 401(K) Plan (plan 002)
- Premier Forge Group, LLC — all reported plans
- Fayette Parts Service Inc 401(K) Profit Sharing Plan & Trust (plan 001)
- Fayette Parts Service Inc — all reported plans
- Oakley Transportation Group 401(K) Plan (plan 001)
- Oakley Transportation Group, Inc. — all reported plans
- Dc Scholars Public Charter School 403(B) Retirement Plan (plan 001)
- Dc Scholars Public Charter School — all reported plans
- Reliant Holdings, Ltd. 401(K) Plan (plan 001)
- Reliant Holdings, Ltd. — all reported plans
- Richardson Industries, Inc. 401(K) Plan (plan 003)
- Richardson Industries, Inc. — all reported plans
- Earth Sun Moon Trading Company 401k Profit Sharing Plan And Trust (plan 001)
- Earth Sun Moon Trading Company — all reported plans
- Blake International Rigs 401k Plan (plan 001)
- Blake International Rigs, LLC — all reported plans
- Heart Of Texas Healthcare System 403b Plan (plan 002)
- Heart Of Texas Healthcare System — all reported plans
- Aim Academy Teachers' Retirement Fund (plan 002)
- Academy In Manayunk Dba Aim Academy — all reported plans
- Arbor Circle Retirement Plan (plan 003)
- The Arbor Circle Corporation — all reported plans
- Federal Heath Sign Company, LLC 401(K) Plan (plan 002)
- Federal Heath Sign Company, LLC — all reported plans
- Swoboda, Inc. 401(K) Profit Sharing Plan (plan 001)
- Swoboda, Inc. — all reported plans
- Premier Forge Group Retirement Plan (plan 001)
- Heart Of Texas Healthcare System 403b Plan (plan 002)
- Baywood Court Employee Savings Plan (plan 001)
- Baywood Court — all reported plans
- Rpm Xconstruction, LLC 401(K) Plan (plan 001)
- Rpm Xconstruction LLC — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources