Lockton Financial Advisors, LLC — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Lockton Financial Advisors, LLC is reported as a service provider on 12 loaded Form 5500 filing(s) across 12 plan sponsor(s) and 12 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $329,875 and reported indirect compensation totals $0.
Reported compensation summary
- Reported direct compensation
- $329,875
- Reported indirect compensation
- $0
- Total reported compensation
- $329,875
- Filings
- 12
- Plan sponsors
- 12
- Plans
- 12
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Genus | WI | 1 | $65,045 |
| Parata Systems, LLC | NC | 1 | $60,000 |
| Herschend Entertainment Company LLC | MO | 1 | $52,506 |
| Esa Management, LLC | NC | 1 | $45,000 |
| A.T. Cross Company LLC | RI | 1 | $38,603 |
| Applications Software Technology LLC | IL | 1 | $20,649 |
| Consor Engineers, LLC | CO | 1 | $13,333 |
| Acoustic L.P. | AR | 1 | $9,273 |
| Numerator | IL | 1 | $7,500 |
| Spatco Energy Solutions, LLC | NC | 1 | $6,575 |
State footprint
Plans reporting Lockton Financial Advisors, LLC are sponsored in NC (3), CO (2), IL (2), AR (2), MO (1), RI (1), WI (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Genus | Genus 401(K) Plan | 2023 | $65,045 | $0 |
| Parata Systems, LLC | Parata Systems, LLC 401(K) Plan | 2023 | $60,000 | not reported in the loaded dataset |
| Herschend Entertainment Company LLC | Herschend Family Entertainment Profit Sharing & 401(K) Plan | 2023 | $52,506 | not reported in the loaded dataset |
| Esa Management, LLC | Esa Management, LLC 401(K) Plan | 2023 | $45,000 | not reported in the loaded dataset |
| A.T. Cross Company LLC | Crossaver Plus 401(K) Retirement Plan | 2023 | $38,603 | not reported in the loaded dataset |
| Applications Software Technology LLC | Astc Employee 401(K) Plan | 2023 | $20,649 | not reported in the loaded dataset |
| Consor Engineers, LLC | Consor Engineers 401(K) Plan | 2023 | $13,333 | not reported in the loaded dataset |
| Acoustic L.P. | Acoustic, L.P. 401(K) Plan | 2023 | $9,273 | not reported in the loaded dataset |
| Numerator | Numerator 401(K) Plan | 2023 | $7,500 | not reported in the loaded dataset |
| Spatco Energy Solutions, LLC | Spatco Energy Solutions 401(K) Plan | 2023 | $6,575 | not reported in the loaded dataset |
| Timber Automation, LLC | Timber Automation, LLC 401(K) Plan | 2023 | $6,356 | not reported in the loaded dataset |
| Highlands Ranch Community Association, Inc. | Hrca Retirement Plan | 2023 | $5,035 | not reported in the loaded dataset |
Related Form 5500 pages
- Genus 401(K) Plan (plan 001)
- Genus — all reported plans
- Parata Systems, LLC 401(K) Plan (plan 001)
- Parata Systems, LLC — all reported plans
- Herschend Family Entertainment Profit Sharing & 401(K) Plan (plan 001)
- Herschend Entertainment Company LLC — all reported plans
- Esa Management, LLC 401(K) Plan (plan 001)
- Esa Management, LLC — all reported plans
- Crossaver Plus 401(K) Retirement Plan (plan 002)
- A.T. Cross Company LLC — all reported plans
- Astc Employee 401(K) Plan (plan 001)
- Applications Software Technology LLC — all reported plans
- Consor Engineers 401(K) Plan (plan 001)
- Consor Engineers, LLC — all reported plans
- Acoustic, L.P. 401(K) Plan (plan 001)
- Acoustic L.P. — all reported plans
- Numerator 401(K) Plan (plan 001)
- Numerator — all reported plans
- Spatco Energy Solutions 401(K) Plan (plan 001)
- Spatco Energy Solutions, LLC — all reported plans
- Timber Automation, LLC 401(K) Plan (plan 001)
- Timber Automation, LLC — all reported plans
- Hrca Retirement Plan (plan 001)
- Highlands Ranch Community Association, Inc. — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources