Neuberger Berman Investment Adviser — Form 5500 Schedule C service provider compensation
Reported service provider summary
According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Neuberger Berman Investment Adviser is reported as a service provider on 15 loaded Form 5500 filing(s) across 15 plan sponsor(s) and 15 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $12,751,437 and reported indirect compensation totals $319,900.
Reported compensation summary
- Reported direct compensation
- $12,751,437
- Reported indirect compensation
- $319,900
- Total reported compensation
- $13,071,337
- Filings
- 15
- Plan sponsors
- 15
- Plans
- 15
- Latest filing year
- 2023
Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.
Top plan sponsors by reported compensation
| Sponsor | State | Plans | Reported compensation |
|---|---|---|---|
| Neuberger Berman Investment Advisers LLC | NY | 1 | $4,715,629 |
| Travelers Companies, Inc. | MN | 1 | $3,032,104 |
| The Dow Chemical Company | MI | 1 | $1,987,794 |
| Neuberger Berman Investment Advisers LLC | IL | 1 | $1,114,944 |
| Neuberger Berman Investment Advisers LLC | NY | 1 | $756,024 |
| Constellation Energy Generation LLC | PA | 1 | $354,597 |
| Union Carbide Corporation C/O The Dow Chemical Company | MI | 1 | $334,757 |
| Tompkins Financial Corporation | NY | 1 | $294,026 |
| Neuberger Berman Investment Advisers LLC | NY | 1 | $229,115 |
| Neuberger Berman Investment Advisers LLC | IL | 1 | $98,320 |
State footprint
Plans reporting Neuberger Berman Investment Adviser are sponsored in IL (5), NY (5), MI (2), IN (1), MN (1), PA (1).
Plans reporting this provider
| Sponsor | Plan | Year | Direct comp. | Indirect comp. |
|---|---|---|---|---|
| Neuberger Berman Investment Advisers LLC | Neuberger Berman U.S. Equity Index Putwrite Fund LLC | 2023 | $4,715,629 | $0 |
| Travelers Companies, Inc. | The Travelers Pension Plan | 2023 | $3,032,104 | not reported in the loaded dataset |
| The Dow Chemical Company | Dow Employees' Pension Plan | 2023 | $1,987,794 | $0 |
| Neuberger Berman Investment Advisers LLC | Neuberger Berman (Pf) Strategic Multi-Sector Fixed Income Fund LLC | 2023 | $1,114,944 | $0 |
| Neuberger Berman Investment Advisers LLC | Amadeus Partners, Lp | 2023 | $756,024 | $0 |
| Constellation Energy Generation LLC | Constellation Pension Master Trust - Traditional Liability Hedge Fixed Income | 2023 | $354,597 | not reported in the loaded dataset |
| Union Carbide Corporation C/O The Dow Chemical Company | Union Carbide Employees' Pension Plan | 2023 | $334,757 | $0 |
| Tompkins Financial Corporation | Tompkins Financial Corporation Retirement Plan | 2023 | $0 | $294,026 |
| Neuberger Berman Investment Advisers LLC | Neuberger Berman Risk Parity Fund Ltd. | 2023 | $229,115 | $0 |
| Neuberger Berman Investment Advisers LLC | Neuberger Berman Emerging Market Debt Fund LLC | 2023 | $98,320 | $0 |
| Neuberger Berman Investment Advisers LLC | Neuberger Berman Emerging Market Debt - Local Currency Fund LLC | 2023 | $54,601 | $0 |
| B-Tds, Inc. | The Bazooka Retirement Plan | 2023 | $45,489 | $0 |
| Pipe Trades Industry Health And Welfare Plan | Pipe Trades Industry Health And Welfare Plan | 2023 | $28,063 | not reported in the loaded dataset |
| Board Of Trustees Central Illinois Carpenters Retirement Savings Fund | Central Illinois Carpenters Retirement Savings Fun | 2023 | $0 | $15,167 |
| Trustees Of Southern Illinois Laborers & Employers Annuity Fund | Southern Illinois Laborers & Employers Annuity Fund | 2023 | $0 | $10,707 |
Related Form 5500 pages
- Neuberger Berman U.S. Equity Index Putwrite Fund LLC (plan 001)
- Neuberger Berman Investment Advisers LLC — all reported plans
- The Travelers Pension Plan (plan 001)
- Travelers Companies, Inc. — all reported plans
- Dow Employees' Pension Plan (plan 001)
- The Dow Chemical Company — all reported plans
- Neuberger Berman (Pf) Strategic Multi-Sector Fixed Income Fund LLC (plan 001)
- Neuberger Berman Investment Advisers LLC — all reported plans
- Amadeus Partners, Lp (plan 001)
- Neuberger Berman Investment Advisers LLC — all reported plans
- Constellation Pension Master Trust - Traditional Liability Hedge Fixed Income (plan 315)
- Constellation Energy Generation LLC — all reported plans
- Union Carbide Employees' Pension Plan (plan 001)
- Union Carbide Corporation C/O The Dow Chemical Company — all reported plans
- Tompkins Financial Corporation Retirement Plan (plan 001)
- Tompkins Financial Corporation — all reported plans
- Neuberger Berman Risk Parity Fund Ltd. (plan 001)
- Neuberger Berman Investment Advisers LLC — all reported plans
- Neuberger Berman Emerging Market Debt Fund LLC (plan 001)
- Neuberger Berman Investment Advisers LLC — all reported plans
- Neuberger Berman Emerging Market Debt - Local Currency Fund LLC (plan 001)
- Neuberger Berman Investment Advisers LLC — all reported plans
- The Bazooka Retirement Plan (plan 004)
- B-Tds, Inc. — all reported plans
- Pipe Trades Industry Health And Welfare Plan (plan 501)
- Pipe Trades Industry Health And Welfare Plan — all reported plans
- Central Illinois Carpenters Retirement Savings Fun (plan 001)
- Board Of Trustees Central Illinois Carpenters Retirement Savings Fund — all reported plans
- Southern Illinois Laborers & Employers Annuity Fund (plan 001)
- Trustees Of Southern Illinois Laborers & Employers Annuity Fund — all reported plans
- Form 5500 Schedule C explained
- Methodology
- Data sources