What does Form 5500 Schedule C report about Northwestern Mutual Investment Svcs?

Public Form 5500 Schedule C filings report compensation paid to Northwestern Mutual Investment Svcs as a plan service provider. Across loaded filings, total reported compensation is $732,458.

How many plans report Northwestern Mutual Investment Svcs as a service provider?

Northwestern Mutual Investment Svcs appears on 33 loaded plan(s) across 33 sponsor(s).

Northwestern Mutual Investment Svcs — Form 5500 Schedule C service provider compensation

Reported service provider summary

According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Northwestern Mutual Investment Svcs is reported as a service provider on 34 loaded Form 5500 filing(s) across 33 plan sponsor(s) and 33 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $88,637 and reported indirect compensation totals $643,821.

Schedule C · 2023

Reported compensation dashboard

Total reported compensation$732.5KDirect + indirect, across loaded filings$732,458

Plans served33

Plan sponsors33

Filings34

Direct vs. indirect compensation

Direct compensation$88.6K

Indirect compensation$643.8K

Direct compensation is paid to the provider from the plan; indirect compensation is received from other sources in connection with the plan (e.g. revenue sharing). Both are reported on Schedule C.

Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.

Computed from loaded filings

Concentration

Top sponsor share of compensation8%Mcmillan Pazdan Smith, LLC

Top state share of plans22%MI

Plan sponsors served33

By reported compensation

Top plan sponsors by reported compensation

Employers reporting the most compensation to Northwestern Mutual Investment Svcs. Bars show relative scale.

1
Mcmillan Pazdan Smith, LLC$58.6K
SC · 1 plan(s)
2
Lang Masonry Contractors, Inc.$43.4K
OH · 1 plan(s)
3
R & E Automated Systems, LLC$42.7K
MI · 1 plan(s)
4
Todd Wenzel Buick Gmc, Inc.$40.4K
MI · 1 plan(s)
5
Humphreys & Partners Architects, L.P.$40.2K
TX · 1 plan(s)
6
Resource Label Group, LLC$39.6K
TN · 1 plan(s)
7
North Canyon Medical Center$38K
ID · 1 plan(s)
8
National Conference Of Bar Examiners$36K
WI · 1 plan(s)
9
Nexgen Data Systems, Inc.$35.9K
SC · 1 plan(s)
10
Hills & Dales General Hospital$34K
MI · 1 plan(s)

Geographic reach

State footprint

Where Northwestern Mutual Investment Svcs appears: states where the plans that report this provider are sponsored, ranked by plan count. This reflects the sponsor's location, not where services were performed.

1
MI6 plan(s)
2
GA5 plan(s)
3
SC3 plan(s)
4
WI3 plan(s)
5
TN2 plan(s)
6
OR2 plan(s)
7
MT1 plan(s)
8
AL1 plan(s)
9
OH1 plan(s)
10
PA1 plan(s)
11
TX1 plan(s)
12
VA1 plan(s)

Geographic reach

City footprint

Cities where plans reporting Northwestern Mutual Investment Svcs are sponsored, by plan count.

1
Grand Rapids, MI2 plan(s)
2
Atlanta, GA1 plan(s)
3
Gooding, ID1 plan(s)
4
Macon, GA1 plan(s)
5
Peachtree Corners, GA1 plan(s)
6
Tallapoosa, GA1 plan(s)
7
Chamblee, GA1 plan(s)
8
Daleville, IN1 plan(s)
9
Lenexa, KS1 plan(s)
10
Orlando, FL1 plan(s)

By reported compensation

Plans reporting this provider

Loaded Form 5500 filings that report compensation to this provider, ranked. Bars show relative scale.

1
Mcmillan Pazdan Smith, LLC 401(K) Plan$58.6K
Mcmillan Pazdan Smith, LLC, SC · Direct $0 · Indirect $58.6K · 2023
2
Lang Masonry Contractors, Inc. 401(K) Plan$43.4K
Lang Masonry Contractors, Inc., OH · Direct $0 · Indirect $43.4K · 2023
3
R & E Automated Systems, LLC 401(K) Profit Sharing Plan$42.7K
R & E Automated Systems, LLC, MI · Direct $0 · Indirect $42.7K · 2023
4
Todd Wenzel Automotive 401(K) Plan$40.4K
Todd Wenzel Buick Gmc, Inc., MI · Direct $0 · Indirect $40.4K · 2023
5
Humphreys & Partners Architects 401(K) Plan$40.2K
Humphreys & Partners Architects, L.P., TX · Direct $0 · Indirect $40.2K · 2023
6
Resource Label Group, LLC Section 401(K) Profit Sharing Plan$39.6K
Resource Label Group, LLC, TN · Direct $0 · Indirect $39.6K · 2023
7
North Canyon Medical Center, Inc. 403(B) Retirement Plan$38K
North Canyon Medical Center, ID · Direct $0 · Indirect $38K · 2023
8
National Conference Of Bar Examiners 403(B) Plan$36K
National Conference Of Bar Examiners, WI · Direct $0 · Indirect $36K · 2023
9
Nexgen Data Systems 401(K) Plan$35.9K
Nexgen Data Systems, Inc., SC · Direct $0 · Indirect $35.9K · 2023
10
Hills And Dales General Hospital, Inc. Tax Deferred Retirement Savings Plan$34K
Hills & Dales General Hospital, MI · Direct $0 · Indirect $34K · 2023
11
The Buntin Group, Inc. Employees 401(K) Plan$31.3K
The Buntin Group, Inc., TN · Direct $0 · Indirect $31.3K · 2023
12
Acutec Precision Aerospace, Inc. 401(K) Profit Sharing Plan$31.1K
Acutec Precision Aerospace, Inc., PA · Direct $31.1K · Indirect $0 · 2023
13
Jim Riehl'S Friendly Auto Group 401(K) Plan$30.8K
Jim Riehl'S Friendly Chrysler Jeep, Inc., MI · Direct $0 · Indirect $30.8K · 2023
14
Wayne Davis Concrete Co. 401(K) Retirement And Profit Sharing Plan$30.7K
Wayne Davis Concrete Co., GA · Direct $30.7K · 2023
15
S&S Cycle, Inc. Profit Sharing Plan$27.8K
S&S Cycle, Inc., WI · Direct $0 · Indirect $27.8K · 2023
16
The Q Plan$20.8K
Qps Employment Group, Inc., WI · Indirect $20.8K · 2023
17
Saasoptics 401(K) Plan$19.1K
Saas Optics, LLC Dba Saasoptics, LLC, GA · Direct $0 · Indirect $19.1K · 2023
18
Qsr Automations, Inc. 401(K) Plan$18.1K
Qsr Automations, Inc., KY · Direct $0 · Indirect $18.1K · 2023
19
Alliance Source Testing, LLC 401(K) Plan$17.1K
Alliance Source Testing, LLC, AL · Direct $0 · Indirect $17.1K · 2023
20
Pertronix, LLC Retirement Plan$13.2K
Pertronix, LLC, KS · Direct $0 · Indirect $13.2K · 2023
21
United Pacific Forest Products, Inc. 401(K) Plan$12.9K
United Pacific Forest Products, Inc, OR · Direct $12.9K · Indirect $0 · 2023
22
Renfrow Brothers Inc. 401(K) Plan$12.8K
Renfrow Brothers, Inc., SC · Direct $0 · Indirect $12.8K · 2023
23
Miedema Produce, Inc. 401k Retirement Plan$12.2K
Miedema Produce, Inc., MI · Direct $12.2K · Indirect $0 · 2023
24
James-Bates-Brannan-Groover Llp 401(K) Plan$8.4K
James-Bates-Brannan-Groover Llp, GA · Direct $0 · Indirect $8.4K · 2023
25
Premier Community Supports LLC 401(K) Profit Sharing Plan & Trust$6.9K
Premier Community Supports LLC, OR · Direct $0 · Indirect $6.9K · 2023
26
Foundant Technologies 401(K) Plan$5.8K
Foundant Technologies, MT · Direct $0 · Indirect $5.8K · 2023
27
Lee Construction Group 401(K) Retirement Plan$5.2K
Lee Construction Group, Inc., VA · Direct $0 · Indirect $5.2K · 2023
28
Helicopter Express 401(K) Plan$5.1K
Helicopter Express, Inc., GA · Direct $0 · Indirect $5.1K · 2023
29
Razor Consulting Solutions 401(K) Plan$4.2K
Razor Consulting Solutions, ND · Direct $0 · Indirect $4.2K · 2023
30
Metro Brokers 401(K) Retirement Plan$4.1K
Metro Brokers, Inc., GA · Direct $0 · Indirect $4.1K · 2023
31
Neal Mast & Son Greenhouses, Inc. 401k Plan$2.8K
Neal Mast & Son Greenhouses, Inc., MI · Direct $0 · Indirect $2.8K · 2023
32
Fortress Information Security, LLC 401(K) Profit Sharing Plan$1.7K
Fortress Information Security, LLC, FL · Direct $1.7K · 2023
33
Oak Motors Inc 401k Plan$1.4K
Oak Motors Inc, IN · Direct $0 · Indirect $1.4K · 2023
34
Pertronix, LLC Retirement Plan$50
Pertronix, LLC, KS · Direct $50 · 2023

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Frequently asked questions

What does Form 5500 Schedule C report about Northwestern Mutual Investment Svcs?: Public Form 5500 Schedule C filings report compensation paid to Northwestern Mutual Investment Svcs as a plan service provider. Across loaded filings, total reported compensation is $732,458.
How many plans report Northwestern Mutual Investment Svcs as a service provider?: Northwestern Mutual Investment Svcs appears on 33 loaded plan(s) across 33 sponsor(s).