Securities America Advisors Inc — Form 5500 Schedule C service provider compensation

Reported service provider summary

According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Securities America Advisors Inc is reported as a service provider on 47 loaded Form 5500 filing(s) across 47 plan sponsor(s) and 47 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $873,561 and reported indirect compensation totals $224,153.

Schedule C · 2023

Reported compensation dashboard

Total reported compensation$1.1MDirect + indirect, across loaded filings$1,097,714
Plans served47
Plan sponsors47
Filings47
Direct vs. indirect compensation
Direct compensation$873.6K
Indirect compensation$224.2K

Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.

Computed from loaded filings

Concentration

Top sponsor share of compensation8%Akebia Therapeutics, Inc.
Top state share of plans16%PA
Plan sponsors served47
By reported compensation

Top plan sponsors by reported compensation

Employers reporting the most compensation to Securities America Advisors Inc. Bars show relative scale.

  1. 1
    MA · 1 plan(s)
  2. 2
    TX · 1 plan(s)
  3. 3
    AL · 1 plan(s)
  4. 4
  5. 5
    MA · 1 plan(s)
  6. 6
    PA · 1 plan(s)
  7. 7
    PA · 1 plan(s)
  8. 8
    CA · 1 plan(s)
  9. 9
    TX · 1 plan(s)
  10. 10
    ID · 1 plan(s)
Geographic reach

State footprint

States where plans reporting Securities America Advisors Inc are sponsored, by plan count.

  1. 1
    PA6 plan(s)
  2. 2
    CA6 plan(s)
  3. 3
    TX5 plan(s)
  4. 4
    MA4 plan(s)
  5. 5
    MN4 plan(s)
  6. 6
    IL2 plan(s)
  7. 7
    OH2 plan(s)
  8. 8
    NJ2 plan(s)
  9. 9
    ID2 plan(s)
  10. 10
    NV2 plan(s)
  11. 11
    NY1 plan(s)
  12. 12
    TN1 plan(s)

Plans reporting this provider

Reported on these loaded Form 5500 filings
SponsorPlanYearDirect comp.Indirect comp.
Akebia Therapeutics, Inc.Akebia Therapeutics 401(K) Plan2023$88,775not reported in the loaded dataset
Pvi Holdings, Inc.Pvi Holdings, Inc. 401(K) Profit Sharing Plan2023$0$87,229
Wiley Sanders Truck Lines, Inc.Wiley Sanders Truck Lines, Inc. 401(K) Profit Sharing Plan2023$86,348not reported in the loaded dataset
Lindsay Concrete Products Co, Inc.Lindsay/Southern/Firebaugh/Stay Right Precast 401(K) Ps Plan2023$42,647not reported in the loaded dataset
Homology Medicine, Inc.Homology Medicines, Inc. 401(K) Plan2023$39,814not reported in the loaded dataset
Warfel Construction CompanyWarfel Construction Company Profit Sharing Plan2023$39,195not reported in the loaded dataset
Omega Flex, Inc.Omega Flex, Inc. 401(K) Profit Sharing Plan2023$37,259not reported in the loaded dataset
Wayfinder Family ServicesWayfinder Family Services 401(K) Retirement Plan2023$35,128not reported in the loaded dataset
Purple Communications, Inc.Purple Communications, Inc. 401(K) Plan2023$35,027$0
D L Evans BankD.L. Evans Bank 401(K) Retirement Savings Plan2023$0$32,000
National Council Of Juvenile And Family Court JudgesNational Council Of Juvenile And Family Court Judges 403(B) Plan2023$0$30,655
Oxford Biomedica SolutionsOxford Biomedica Solutions 401(K) Plan2023$29,808not reported in the loaded dataset
Beisser'S, Inc.Beisser'S, Inc. Retirement Plan2023$28,652not reported in the loaded dataset
Stratus Team, LLCStratus Team, LLC 401(K) Plan2023$0$28,479
Captivate, LLCCaptivate, LLC 401(K) Plan2023$27,434$0
Midcap Financial Services, LLCMidcap Financial Services, LLC 401(K) Plan2023$25,405$0
Eagle Eye ProduceEagle Eye Produce 401(K) Plan2023$24,748not reported in the loaded dataset
Rex And Margaret Fortune School Of EducationFortune School Of Education 403(B) Retirement Plan2023$22,557$0
Burger Rehabilitation Systems, Inc.Burger Physical Therapy Profit Sharing & 401(K) Plan2023$22,506not reported in the loaded dataset
Access BankAccess Bank 401(K) Plan2023$21,276$0
Massana, Inc.Massana, Inc. Employees Savings Trust2023$20,593not reported in the loaded dataset
Sharp Clinical Services, IncSharp Clinical Services, Inc. 401(K) And Profit Sharing Plan2023$19,555$0
Csdvrs, LLCCsdvrs, LLC 401(K) Plan2023$17,828$0
Saporito Finishing CompanySaporito Finishing Company 401(K) Plan2023$0$17,251
Leclerc Foods Usa, Inc.The Leclerc 401(K) Plan2023$15,965not reported in the loaded dataset
Long'S Drugstores Of Sc Inc.Avita 401(K) Profit Sharing Plan And Trust2023$7,324$8,223
Milk Specialties CompanyMilk Specialties Company Retirement Plan2023$15,348not reported in the loaded dataset
Race Winning Brands, Inc.Race Winning Brands, Inc. Employees' 401(K) Plan2023$14,161$5
Bci, Inc. 401(K) Profit Sharing PlanBci, Inc. 401(K) Profit Sharing Plan2023$14,140not reported in the loaded dataset
Lend Smart Mortgage, LLCLend Smart Mortgage, LLC 401(K) Plan2023$13,681not reported in the loaded dataset
Critical Electric Systems Group, LLCCritical Electric Systems Group, LLC 401(K) Plan2023$13,477not reported in the loaded dataset
Elemental Management Group, LLCElemental Management Group, LLC 401(K) Plan2023$13,449not reported in the loaded dataset
Barrett Firearms Manufacturing, Inc.Barrett Firearms Manufacturing, Inc. 401(K) Salary Reduction Plan And Trust2023$13,028not reported in the loaded dataset
Rural Minnesota CepRural Minnesota Cep, Inc. Tax Sheltered Annuity Plan2023$12,732not reported in the loaded dataset
Kipu Health LLCKipu Health 401k Plan2023$12,608not reported in the loaded dataset
Odyssey Us LLCOdyssey Us LLC 401(K) Plan2023$0$12,282
Blue Ridge Companies, Inc.Blue Ridge Companies 401(K) Plan2023$11,000not reported in the loaded dataset
Boulevard Labs, Inc.Boulevard Labs, Inc. 401(K) Plan2023$9,703not reported in the loaded dataset
Houchin Community Blood BankHouchin Community Blood Bank 403(B) Retirement Plan2023$9,362not reported in the loaded dataset
Grill Concepts Services, Inc.Grill Concepts Services, Inc. 401(K) Plan2023$8,962not reported in the loaded dataset
Xanitos Inc.Xanitos Inc. 401k Profit Sharing Plan And Trust2023$8,865not reported in the loaded dataset
Bestop, Inc.Bestop, Inc. 401(K) Retirement Plan2023$0$8,029
Lake Air Products LLCLake Air Products LLC 401(K) Plan2023$6,504$0
Marcolin U.S.A. Eyewear Corp.Marcolin U.S.A. Eyewear Corp. 401(K) Plan2023$4,356not reported in the loaded dataset
Vector Resources, Inc.Vector Resources, Inc. 401(K) Plan2023$4,341not reported in the loaded dataset
Intergulf CorporationCircon Environmental 401(K) Profit Sharing Plan2023$0not reported in the loaded dataset
Enroute Computer Solutions Inc.Enroute Computer Solutions Inc. 401k Plan2023$0not reported in the loaded dataset

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