What does Form 5500 Schedule C report about Smith Graham & Co. Inv Advisors?

Public Form 5500 Schedule C filings report compensation paid to Smith Graham & Co. Inv Advisors as a plan service provider. Across loaded filings, total reported compensation is $62,460.

How many plans report Smith Graham & Co. Inv Advisors as a service provider?

Smith Graham & Co. Inv Advisors appears on 2 loaded plan(s) across 2 sponsor(s).

Smith Graham & Co. Inv Advisors — Form 5500 Schedule C service provider compensation

Reported service provider summary

According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Smith Graham & Co. Inv Advisors is reported as a service provider on 2 loaded Form 5500 filing(s) across 2 plan sponsor(s) and 2 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $62,460 and reported indirect compensation totals $0.

Schedule C · 2023

Reported compensation dashboard

Total reported compensation$62.5KDirect + indirect, across loaded filings$62,460

Plans served2

Plan sponsors2

Filings2

Direct vs. indirect compensation

Direct compensation$62.5K

Indirect compensation$0

Direct compensation is paid to the provider from the plan; indirect compensation is received from other sources in connection with the plan (e.g. revenue sharing). Both are reported on Schedule C.

Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.

Computed from loaded filings

Concentration

Top sponsor share of compensation50%Board Of Trustees Ibew Local Union No. 99 Retirement Plan

Top state share of plans100%CT

Plan sponsors served2

By reported compensation

Top plan sponsors by reported compensation

Employers reporting the most compensation to Smith Graham & Co. Inv Advisors. Bars show relative scale.

1
Board Of Trustees Ibew Local Union No. 99 Retirement Plan$31.3K
CT · 1 plan(s)
2
Board Of Trustees-Pension Fund Local 96-Ibew$31.2K
CT · 1 plan(s)

Geographic reach

State footprint

Where Smith Graham & Co. Inv Advisors appears: states where the plans that report this provider are sponsored, ranked by plan count. This reflects the sponsor's location, not where services were performed.

1
CT2 plan(s)

Geographic reach

City footprint

Cities where plans reporting Smith Graham & Co. Inv Advisors are sponsored, by plan count.

1
Wallingford, CT2 plan(s)

By reported compensation

Plans reporting this provider

Loaded Form 5500 filings that report compensation to this provider, ranked. Bars show relative scale.

1
International Brotherhood Of Electrical Workers Local Union No. 99 Retirement Plan$31.3K
Board Of Trustees Ibew Local Union No. 99 Retirement Plan, CT · Direct $31.3K · Indirect $0 · 2023
2
Pension Fund Local 96-Ibew$31.2K
Board Of Trustees-Pension Fund Local 96-Ibew, CT · Direct $31.2K · Indirect $0 · 2023

What to inspect next

Frequently asked questions

What does Form 5500 Schedule C report about Smith Graham & Co. Inv Advisors?: Public Form 5500 Schedule C filings report compensation paid to Smith Graham & Co. Inv Advisors as a plan service provider. Across loaded filings, total reported compensation is $62,460.
How many plans report Smith Graham & Co. Inv Advisors as a service provider?: Smith Graham & Co. Inv Advisors appears on 2 loaded plan(s) across 2 sponsor(s).