What does Form 5500 Schedule C report about Ubs Financial Services - 7123400174?

Public Form 5500 Schedule C filings report compensation paid to Ubs Financial Services - 7123400174 as a plan service provider. Across loaded filings, total reported compensation is $12,702.

How many plans report Ubs Financial Services - 7123400174 as a service provider?

Ubs Financial Services - 7123400174 appears on 1 loaded plan(s) across 1 sponsor(s).

Ubs Financial Services - 7123400174 — Form 5500 Schedule C service provider compensation

Reported service provider summary

According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Ubs Financial Services - 7123400174 is reported as a service provider on 1 loaded Form 5500 filing(s) across 1 plan sponsor(s) and 1 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $12,702 and reported indirect compensation totals not reported in the loaded dataset.

Schedule C · 2023

Reported compensation dashboard

Total reported compensation$12.7KDirect + indirect, across loaded filings$12,702

Plans served1

Plan sponsors1

Filings1

Direct vs. indirect compensation

Direct compensation$12.7K

Indirect compensationNot reported

Direct compensation is paid to the provider from the plan; indirect compensation is received from other sources in connection with the plan (e.g. revenue sharing). Both are reported on Schedule C.

Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.

Computed from loaded filings

Concentration

Top sponsor share of compensation100%Otc Global Holdings, Lp

Top state share of plans100%TX

Plan sponsors served1

By reported compensation

Top plan sponsors by reported compensation

Employers reporting the most compensation to Ubs Financial Services - 7123400174. Bars show relative scale.

1
Otc Global Holdings, Lp$12.7K
TX · 1 plan(s)

Geographic reach

State footprint

Where Ubs Financial Services - 7123400174 appears: states where the plans that report this provider are sponsored, ranked by plan count. This reflects the sponsor's location, not where services were performed.

1
TX1 plan(s)

Geographic reach

City footprint

Cities where plans reporting Ubs Financial Services - 7123400174 are sponsored, by plan count.

1
Houston, TX1 plan(s)

By reported compensation

Plans reporting this provider

Loaded Form 5500 filings that report compensation to this provider, ranked. Bars show relative scale.

1
Otc Global Holdings Lp 401(K) Profit Sharing Plan$12.7K
Otc Global Holdings, Lp, TX · Direct $12.7K · 2023

What to inspect next

Frequently asked questions

What does Form 5500 Schedule C report about Ubs Financial Services - 7123400174?: Public Form 5500 Schedule C filings report compensation paid to Ubs Financial Services - 7123400174 as a plan service provider. Across loaded filings, total reported compensation is $12,702.
How many plans report Ubs Financial Services - 7123400174 as a service provider?: Ubs Financial Services - 7123400174 appears on 1 loaded plan(s) across 1 sponsor(s).