What does Form 5500 Schedule C report about Ubs Financial Svcs Ins Agency Inc?

Public Form 5500 Schedule C filings report compensation paid to Ubs Financial Svcs Ins Agency Inc as a plan service provider. Across loaded filings, total reported compensation is $700.

How many plans report Ubs Financial Svcs Ins Agency Inc as a service provider?

Ubs Financial Svcs Ins Agency Inc appears on 1 loaded plan(s) across 1 sponsor(s).

Ubs Financial Svcs Ins Agency Inc — Form 5500 Schedule C service provider compensation

Reported service provider summary

According to public Form 5500 Schedule C data published through public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Ubs Financial Svcs Ins Agency Inc is reported as a service provider on 1 loaded Form 5500 filing(s) across 1 plan sponsor(s) and 1 plan(s). The latest loaded filing year is 2023. Across the loaded Schedule C rows, reported direct compensation totals $0 and reported indirect compensation totals $700.

Schedule C · 2023

Reported compensation dashboard

Total reported compensation$700Direct + indirect, across loaded filings

Plans served1

Plan sponsors1

Filings1

Direct vs. indirect compensation

Direct compensation$0

Indirect compensation$700

Direct compensation is paid to the provider from the plan; indirect compensation is received from other sources in connection with the plan (e.g. revenue sharing). Both are reported on Schedule C.

Figures are reported Schedule C service provider compensation as disclosed by plan sponsors. They are presented objectively and are not a statement about whether any compensation is high, low, or reasonable.

Computed from loaded filings

Concentration

Top sponsor share of compensation100%The Lakes Country Club Association, Inc.

Top state share of plans100%CA

Plan sponsors served1

By reported compensation

Top plan sponsors by reported compensation

Employers reporting the most compensation to Ubs Financial Svcs Ins Agency Inc. Bars show relative scale.

1
The Lakes Country Club Association, Inc.$700
CA · 1 plan(s)

Geographic reach

State footprint

Where Ubs Financial Svcs Ins Agency Inc appears: states where the plans that report this provider are sponsored, ranked by plan count. This reflects the sponsor's location, not where services were performed.

1
CA1 plan(s)

Geographic reach

City footprint

Cities where plans reporting Ubs Financial Svcs Ins Agency Inc are sponsored, by plan count.

1
Palm Desert, CA1 plan(s)

By reported compensation

Plans reporting this provider

Loaded Form 5500 filings that report compensation to this provider, ranked. Bars show relative scale.

1
The Lakes Country Club Association, Inc. 401(K) Plan$700
The Lakes Country Club Association, Inc., CA · Direct $0 · Indirect $700 · 2023

What to inspect next

Frequently asked questions

What does Form 5500 Schedule C report about Ubs Financial Svcs Ins Agency Inc?: Public Form 5500 Schedule C filings report compensation paid to Ubs Financial Svcs Ins Agency Inc as a plan service provider. Across loaded filings, total reported compensation is $700.
How many plans report Ubs Financial Svcs Ins Agency Inc as a service provider?: Ubs Financial Svcs Ins Agency Inc appears on 1 loaded plan(s) across 1 sponsor(s).