2023 Form 5500 filing — Aui, Inc. 401(K) Profit Sharing Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20240917122257NAL0002886977001) for Aui, Inc. 401(K) Profit Sharing Plan, reported by Aui, Inc. under EIN 85-0341049 and plan number 003. It reports 304 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
Form 5500 2 · 2023
Filing snapshot
Net assets (EOY)$18.3MReported net assets$18,309,496
Participants304
Provider compensation$68.5K3 Schedule C row(s)$68,503
Schedules filedSchedule H, Schedule CLoaded schedules
- EFAST2 acknowledgement
- 20240917122257NAL0002886977001
- Plan sponsor
- Aui, Inc.
- EIN
- 85-0341049
- Plan number
- 003
- Location
- Albuquerque, NM
- Received date
- not reported in the loaded dataset
Schedule H · 2023
Reported financial snapshot
Reported figures as filed, in whole dollars. Only fields the filing reports are shown.
Reported balance (end of year)$18.3M total assets
Net assets$18.3MLiabilities—
Full reported line items
- Total assets (EOY)
- $18,309,496
- Net assets (EOY)
- $18,309,496
- Employer contributions
- $2,214,518
- Participant contributions
- $861,559
- Total income / additions
- $5,913,223
- Benefits paid
- $3,371,632
- Administrative expenses
- $120,901
- Total expenses
- $3,492,533
- Net increase / (decrease)
- $2,420,690
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Rbc Capital Markets LLC | INVESTMENT ADVISOR | $40,029 | not reported in the loaded dataset |
| John Hancock Usa | RECORDKEEPER | $21,174 | not reported in the loaded dataset |
| Pension Planning Consultants, Inc. | TPA | $7,300 | not reported in the loaded dataset |