Plan5500

Aui, Inc. 401(K) Profit Sharing Plan — Form 5500 plan (Aui, Inc.)

Plain-English plan summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Aui, Inc. 401(K) Profit Sharing Plan is a benefit plan reported by Aui, Inc. under EIN 85-0341049 and plan number 003. The latest loaded filing year is 2023. The filing reports 304 participants and $18,309,496 in end-of-year plan assets, where available in the loaded dataset.

Key reported metrics

Plan sponsor
Aui, Inc.
EIN
85-0341049
Plan number
003
Plan type
2
Location
Albuquerque, NM
Latest filing year
2023
Participants
304
End-of-year plan assets
$18,309,496

Form 5500 filing history

Filings loaded for this plan
Filing yearParticipantsSchedulesFiling
2023304H, C20240917122257NAL0002886977001

Reported financial statement (2023 · Schedule H)

Net assets

Total assets (EOY)
$18,309,496
Net assets (EOY)
$18,309,496
Net assets (BOY)
$15,888,806

Income & contributions

Employer contributions
$2,214,518
Participant contributions
$861,559
Total contributions
$3,100,879
Total income / additions
$5,913,223

Expenses & distributions

Benefits paid
$3,371,632
Administrative expenses
$120,901
Total expenses
$3,492,533
Net increase / (decrease)
$2,420,690

Service provider compensation (Schedule C)

Reported service provider compensation
ProviderServiceDirect comp.Indirect comp.Year
Rbc Capital Markets LLCINVESTMENT ADVISOR$40,029not reported in the loaded dataset2023
John Hancock UsaRECORDKEEPER$21,174not reported in the loaded dataset2023
Pension Planning Consultants, Inc.TPA$7,300not reported in the loaded dataset2023

Related Form 5500 pages