2023 Form 5500 filing — Smith Micro Software, Inc. 401(K) Profit Sharing Plan

Plain-English filing summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015160647NAL0030284705001) for Smith Micro Software, Inc. 401(K) Profit Sharing Plan, reported by Smith Micro Software, Inc. under EIN 33-0029027 and plan number 001. It reports 380 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).

Form 5500 2 · 2023

Filing snapshot

Net assets (EOY)$33.3MReported net assets$33,317,475
Participants380
Provider compensation$110.2K3 Schedule C row(s)$110,226
Schedules filedSchedule H, Schedule CLoaded schedules
EFAST2 acknowledgement
20241015160647NAL0030284705001
Plan sponsor
Smith Micro Software, Inc.
EIN
33-0029027
Plan number
001
Location
Pittsburgh, PA
Received date
not reported in the loaded dataset
How to read this filing
  • This is a single annual Form 5500 filing, identified by its EFAST2 acknowledgement id.
  • Schedule chips (Sch H / I / C) show which schedules this filing includes.
  • Net assets = total assets minus total liabilities (Schedule H/I).
  • Fields a filing did not report are labeled not reported in the loaded dataset — never estimated.
  • For the plan's full history, open the plan profile.
Schedule H · 2023

Reported financial snapshot

Reported figures as filed, in whole dollars. Only fields the filing reports are shown.

Reported balance (end of year)$33.3M total assets
Net assets$33.3MLiabilities$0
Money in vs. money out
Total income / additions$7.2M
Total expenses$2.5M
Benefits paid / distributions$2.4M
Contributions
Employer$312K
Participant$1.7M
Full reported line items
Total assets (EOY)
$33,317,475
Total liabilities (EOY)
$0
Net assets (EOY)
$33,317,475
Employer contributions
$312,012
Participant contributions
$1,675,986
Total income / additions
$7,197,614
Benefits paid
$2,412,950
Administrative expenses
$66,883
Total expenses
$2,479,833
Net increase / (decrease)
$4,717,781
Schedule C

Reported service provider compensation

Compensation reported on the 2023 filing, ranked by reported total.

  1. 1
    RECORD KEEPER · Direct $64.5K · Indirect $0
  2. 2
    SERVICE PROVIDER · Direct $0 · Indirect $24.9K
  3. 3
    BROKER/DEALER · Direct $0 · Indirect $20.8K

What to inspect next

Frequently asked questions

What does EFAST2 acknowledgement 20241015160647NAL0030284705001 cover?
It is the 2023 Form 5500 filing for Smith Micro Software, Inc. 401(K) Profit Sharing Plan, reported by Smith Micro Software, Inc. (EIN 33-0029027).
Which Form 5500 schedules are attached to this 2023 filing?
Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).

Related Form 5500 pages