2023 Form 5500 filing — Tower Research Capital Group 401(K) Plan

Plain-English filing summary

According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20241015173050NAL0015174659001) for Tower Research Capital Group 401(K) Plan, reported by Tower Research Capital, LLC under EIN 13-3994895 and plan number 001. It reports 756 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).

Form 5500 2 · 2023

Filing snapshot

Net assets (EOY)$136.2MReported net assets$136,209,154
Participants756
Provider compensation$42.8K3 Schedule C row(s)$42,824
Schedules filedSchedule H, Schedule CLoaded schedules
EFAST2 acknowledgement
20241015173050NAL0015174659001
Plan sponsor
Tower Research Capital, LLC
EIN
13-3994895
Plan number
001
Location
New York, NY
Received date
not reported in the loaded dataset
How to read this filing
  • This is a single annual Form 5500 filing, identified by its EFAST2 acknowledgement id.
  • Schedule chips (Sch H / I / C) show which schedules this filing includes.
  • Net assets = total assets minus total liabilities (Schedule H/I).
  • Fields a filing did not report are labeled not reported in the loaded dataset — never estimated.
  • For the plan's full history, open the plan profile.
Schedule H · 2023

Reported financial snapshot

Reported figures as filed, in whole dollars. Only fields the filing reports are shown.

Reported balance (end of year)$136.4M total assets
Net assets$136.2MLiabilities$142.4K
Money in vs. money out
Total income / additions$38.9M
Total expenses$8.6M
Benefits paid / distributions$8.4M
Contributions
Employer$3.2M
Participant$11.6M
Full reported line items
Total assets (EOY)
$136,351,534
Total liabilities (EOY)
$142,380
Net assets (EOY)
$136,209,154
Employer contributions
$3,220,526
Participant contributions
$11,575,737
Total income / additions
$38,882,477
Benefits paid
$8,374,012
Administrative expenses
$42,824
Total expenses
$8,579,123
Net increase / (decrease)
$30,303,354
Schedule C

Reported service provider compensation

Compensation reported on the 2023 filing, ranked by reported total.

  1. 1
    Adp, Inc.$42.8K
    RECORD KEEPER · Direct $42.8K · Indirect $0
  2. 2
    RECORD KEEPER · Direct $0 · Indirect $0
  3. 3
    SECURITES BROKER · Direct $0 · Indirect $0

Related Form 5500 pages