2023 Form 5500 filing — Apollo Endosurgery 401(K) Plan
Plain-English filing summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, this is the 2023 Form 5500 filing (EFAST2 acknowledgement 20250404083958NAL0018059776001) for Apollo Endosurgery 401(K) Plan, reported by Apollo Endosurgery, Inc. under EIN 20-3412701 and plan number 001. It reports 165 participants. Attached schedules in the loaded dataset include Schedule H (large plan financials), Schedule C (service provider compensation).
- EFAST2 acknowledgement
- 20250404083958NAL0018059776001
- Filing year
- 2023
- Form type
- 2
- Plan sponsor
- Apollo Endosurgery, Inc.
- EIN
- 20-3412701
- Plan number
- 001
- Location
- Austin, TX
- Participants
- 165
- Schedules available
- Schedule H, Schedule C
- Received date
- not reported in the loaded dataset
Reported financial snapshot (2023)
- Total assets (EOY)
- $15,760,178
- Net assets (EOY)
- $15,760,178
- Employer contributions
- $802,758
- Participant contributions
- $1,985,470
- Total income / additions
- $5,507,004
- Benefits paid
- $1,415,874
- Administrative expenses
- $58,103
- Total expenses
- $1,473,977
- Net increase / (decrease)
- $4,033,027
- Schedule source
- Schedule H
Reported service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. |
|---|---|---|---|
| Wells Fargo Advisors LLC | INVEST ADVISOR | $32,857 | $0 |
| Empower Annuity Insurance | RECORDKEEPER | $25,946 | $0 |
| Definiti LLC | CONTRACT ADMIN | $1,875 | $0 |