Apollo Endosurgery 401(K) Plan — Form 5500 plan (Apollo Endosurgery, Inc.)
Plain-English plan summary
According to public Form 5500 filings published through the U.S. Department of Labor (DOL) Employee Benefits Security Administration (EBSA) via the EFAST2 system, Apollo Endosurgery 401(K) Plan is a benefit plan reported by Apollo Endosurgery, Inc. under EIN 20-3412701 and plan number 001. The latest loaded filing year is 2023. The filing reports 165 participants and $15,760,178 in end-of-year plan assets, where available in the loaded dataset.
Form 5500 plan profile · 2023
Key reported metrics
Net assets (EOY)$15.8MPlan net assets, end of year$15,760,178
Participants165Covered participants reported
Assets / participant$95.5KComputed: assets ÷ participants$95,516 (computed)
Provider compensation$60.7K3 Schedule C provider row(s)$60,678
- Plan sponsor
- Apollo Endosurgery, Inc.
- EIN
- 20-3412701
- Plan number
- 001
- Plan type
- 2
- Location
- Austin, TX
- Latest filing year
- 2023
Form 5500 filing history
| Filing year | Participants | Schedules | Filing |
|---|---|---|---|
| 2023 | 165 | H, C | 20250404083958NAL0018059776001 |
Schedule H · 2023
Reported financial statement
Reported figures as filed, in whole dollars. Only fields the filing reports are shown; others are marked not reported.
Reported balance (end of year)$15.8M total assets
Net assets$15.8MLiabilities—
Full reported line items
Net assets
- Total assets (EOY)
- $15,760,178
- Net assets (EOY)
- $15,760,178
- Net assets (BOY)
- $11,727,151
Income & contributions
- Employer contributions
- $802,758
- Participant contributions
- $1,985,470
- Total contributions
- $3,126,804
- Total income / additions
- $5,507,004
Expenses & distributions
- Benefits paid
- $1,415,874
- Administrative expenses
- $58,103
- Total expenses
- $1,473,977
- Net increase / (decrease)
- $4,033,027
Computed from reported fields
Reported ratios
Derived only from this plan's own reported figures — comparisons within the filing, not benchmarks, estimates, or national averages.
29%71%
Employer 29%Participant 71%
Total expenses ÷ net assets9%Computed ratio
Benefits paid ÷ total income26%Computed ratio
Provider comp. ÷ net assets0%Computed ratio
Service provider compensation (Schedule C)
| Provider | Service | Direct comp. | Indirect comp. | Year |
|---|---|---|---|---|
| Wells Fargo Advisors LLC | INVEST ADVISOR | $32,857 | $0 | 2023 |
| Empower Annuity Insurance | RECORDKEEPER | $25,946 | $0 | 2023 |
| Definiti LLC | CONTRACT ADMIN | $1,875 | $0 | 2023 |